• Dutch
  • Frisian
  • Saterfrisian
  • Afrikaans
Show all
1.5.Bibliographical notes
quickinfo

This chapter has benefited greatly from the seminal work on verb-frame alternation in Levin (1993) and Levin & Rappaport (1995), as well as the research review in Levin & Rappaport (2005). Although there is a great deal of (older and newer) work on incidental cases of verb-frame alternation like passive, dative shift and, to a lesser extent, middle formation, there are no similar reference works for Dutch, although Van Hout (1996: §2) provides an overview of a number of common cases. For further information on the various subtopics discussed, we refer the reader to the references given in the course of the discussion.

Passivization has always been at the center of linguistic research, and it is impossible to do full justice to the available literature. Therefore, we will simply select a number of important papers. A very brief overview of the treatment of passivization in generative grammar can be found in Roberts (1999): while passivization was originally explained as a construction-specific transformation that derived passive clauses from active clauses, it was shown later that passivization involves the interaction of a set of independently motivated operations that also apply to other constructions; cf. Cornelis and Verhagen (1995) for a comparable view from an entirely different theoretical angle. This has led to the standard analysis (developed in Jaeggli 1986 and Baker et al. 1989) that the core property of passivization is the demotion of the subject and the concomitant absorption of accusative case; the other properties, such as the promotion of the object of the active sentence to subject of the passive sentence, follow from more general principles such as the case filter. In addition to Haeseryn et al. (1997), Den Besten (1981a/1985a) is a rich source of relevant passivization data. The more traditional approach of directly linking passive constructions to the corresponding active constructions was recently revived in Collins (2005/2021-3), but turns out to be highly problematic with respect to OV languages like German and Dutch: cf. Alexiadou et al. (2018), Smeman (2023), and the references cited there for relevant discussion. The krijgen-passive is less frequently discussed; the discussion in this section is based on the discussion in Broekhuis & Cornips (1994/2012). Other relevant discussions can be found in Den Besten (1985a), Van Leeuwen (2006), Colleman (2006), Landsbergen (2009); our claim in Section 3.2.1.4 that the krijgen-passive is a productive syntactic rule has been contested in Colleman (2016) on the basis of some internet data and has been defended anew in Broekhuis (2016).

A general introduction to middle constructions can be found in Ackema & Schoorlemmer (2006/2017). The middle constructions discussed above correspond to what Ackema and Schoorlemmer call type I middles. Ackema & Schoorlemmer’s study also reviews a number of theoretical approaches to the derivation of middle constructions and compares middles with a number of constructions that can easily be confused with them, like inchoative unaccusative and easy-to-please constructions (the latter of which, unfortunately, sometimes seem to be confused with modal infinitives). Our discussion of regular middle constructions is further based on Keyser & Roeper (1984), Paardekooper (1986), Fagan (1988/1992), Levin (1993), Hoekstra & Roberts (1993), Ackema & Schoorlemmer (1994/1995), and Hulk & Cornips (1996). Discussions of impersonal and adjunct middles can be found in Hoekstra and Roberts (1993) and Ackema and Schoorlemmer (1994). A short section on the reflexive middle can be found in Everaert (1986/1990), while the Heerlen Dutch cases are discussed in Cornips (1994a/1996) and Cornips & Hulk (1996). We have not paid much attention in this section to the long-standing question as to whether the external argument of the input verb is syntactically realized in middles. The reason is that Ackema & Schoorlemmer (2006:184-191) has shown that the traditional tests for detecting implied agents (like control and binding) give less reliable results in the case of middles.

The dative alternation has been extensively studied in the literature on Dutch, although the focus has always been on the dative/aan-PP alternation; some important studies are Balk-Smit Duyzentkunst (1968), Kooij (1975), Jansen (1976) and Schermer-Vermeer (1991). The possessive dative construction, including the dative/bij-PP alternation, has also been discussed quite extensively: some important studies are Janssen (1976/1977), Van Bree (1981), Corver (1990/1992), Schermer-Vermeer (1991: §7/1996), Cornips (1991/1994a), Broekhuis & Cornips (1997), Broekhuis et al. (1996) and Scholten (2018). For an overview of a number of more recent theoretical proposals, we refer the reader to Den Dikken (1995a/2012), Bresnan et al. (2007), and Rappaport Hovav & Levin (2008). The syntactic literature on the remaining NP/PP alternations seems to be less extensive, and we refer the reader to the references mentioned in Sections 3.3.2 and 3.3.3; the discussion in Colleman & Den Dikken (2012) gives a nice impression of the differences in view between cognitive and generative grammar. One of the main conclusions of our discussion is that indirect objects do not function as internal arguments of the verb; we refer the reader to Hoekstra’s Small Clauses Everywhere, published posthumously in edited form in Hoekstra (2004), for a discussion of the theoretical ramifications of this conclusion, and to Den Dikken (1995a: §3) for an authoritative theoretical account of the dative alternation that seems to us to best fit the data described in this section.

References

  • Ackema, Peter & Maaike Schoorlemmer. 1994. The middle construction and the syntax-semantics interface. Lingua 93: 59-90.
  • Ackema, Peter & Maaike Schoorlemmer. 1995. Middles and nonmovement. Linguistic Inquiry 26: 173-197.
  • Ackema, Peter & Maaike Schoorlemmer. 2006. Middles. In The Blackwell companion to syntax, Volume III, eds. Martin Everaert and Henk van Riemsdijk, 131-203. Malden, MA/Oxford: Blackwell Publishing.
  • Ackema, Peter & Maaike Schoorlemmer. 2017. Middles. In The Wiley Blackwell companion to syntax [2nd, revised edition], eds. Martin Everaert and Henk van Riemsdijk, 2499-2571. Hoboken, New Jersey: Wiley Blackwell.
  • Alexiadou, Artemis, Elena Anagnostopoulou & Florian Schäfer. 2015. External arguments in transitivity alternations. A layering approach. Oxford: Oxford University Press.
  • Alexiadou, Artemis, Elena Anagnostopoulou & Florian Schäfer. 2018. Passive. In Syntactic structures after 60 years: The impact of the Chomskyan revolution in linguistics, eds. Norbert Hornstein et al., 403-424. Berlin/Boston: De Gruyter Mouton.
  • Baker, Mark. 1988. Incorporation. A theory of grammatical function changing. Chicago/London: University of Chicago Press.
  • Baker, Mark, Kyle Johnson & Ian Roberts. 1989. Passive arguments raised. Linguistic Inquiry 20: 219-251.
  • Balk-Smit Duyzentkunst, Frida. 1968. Het meewerkend voorwerp, een grammaticale vergissing. Levende Talen: 5-12.
  • Barbiers, Sjef. 2005. Word-order variation in three-verb clusters and the division of labour between generative linguistics and sociolinguistics. In Syntax and variation. Reconciling the biological and the social, eds. Leonie Cornips and Karen P. Corrigan, 233-264. Amsterdam/Philadelphia: John Benjamins.
  • Barbiers, Sjef et al. 2008. Syntactische atlas van de Nederlandse dialecten [Syntactic atlas of the Dutch dialects], Volume II. Amsterdam: Amsterdam University Press.
  • Bennis, Hans. 1986. Gaps and dummies. Dordrecht: Foris Publications.
  • Bennis, Hans. 2000. Syntaxis van het Nederlands. Amsterdam: Amsterdam University Press.
  • Bennis, Hans & Teun Hoekstra. 1989b. Why Kaatje was not heard sing a song. In Sentential complementation and the lexicon, eds. Danny Jaspers et al., 21-40. Dordrecht: Foris Publications. [Reprinted in Teun Hoekstra (2004), Arguments and structure. Studies on the architecture of the sentence. Berlin/New York: Mouton de Gruyter].
  • Bennis, Hans & Pim Wehrmann. 1987. Adverbial arguments. In Linguistics in the Netherlands 1987, eds. Frits Beukema and Peter Coopmans, 1-11. Dordrecht: Foris Publications.
  • Booij, Geert. 2015d. Dutch Morphology. Derivation. Taalportaal, https://taalportaal.org/taalportaal/topic/pid/topic-13998813295671416.
  • Bos, Gijsbertha F. 1972. Het indirect object. Levende talen no. 284: 7-18.
  • Bresnan, Joan et al. 2007. Predicting the dative alternation. In Cognitive foundations of interpretation, eds. Gerlof Bouma et al., 69-94. Amsterdam: Royal Netherlands Academy of Science.
  • Broekhuis, Hans. 2016. Syntax of Dutch: the data set. Nederlandse Taalkunde/Dutch Linguistics 21: 297-325.
  • Broekhuis, Hans & Leonie Cornips. 1994. Undative constructions. Linguistics 32: 173-190.
  • Broekhuis, Hans & Leonie Cornips. 1997. Inalienable possession in locational constructions. Lingua 101: 185-209.
  • Broekhuis, Hans & Leonie Cornips. 2012. The verb krijgen ‘to get’ as an undative verb. Linguistics 50: 1205-1249.
  • Broekhuis, Hans, Leonie Cornips & Maarten De Wind. 1996. Inalienable possession in locational constructions. Some apparent problems. In Linguistics in the Netherlands 1996, eds. Crit Cremers and Marcel Den Dikken, 37-48. Amsterdam/Philadelphia: John Benjamins.
  • Burzio, Luigi. 1986. Italian syntax: a government-binding approach. Dordrecht: Reidel.
  • Colleman, Timothy. 2006. De Nederlandse datiefalternantie. Een constructioneel en corpusgebaseerd onderzoek. Ghent University: PhD thesis.
  • Colleman, Timothy. 2016. Over werkwoordalternanties in de Syntax of Dutch. Nederlandse Taalkunde/Dutch Linguistics 21: 241-252.
  • Colleman, Timothy & Marcel Den Dikken. 2012. Constructie- en generatieve grammatica in discussie. Nederlandse Taalkunde 17: 380-396.
  • Collins, Chris. 2005. A smuggling approach to the passive in English. Syntax: 81-120.
  • Collins, Chris. 2021-3. Principles of Argument Structure: A Merge-Based Approach. Ms., https://ling.auf.net/lingbuzz/006409.
  • Coppen, Peter-Arno. 2003. Linguïstisch Miniatuurtje XCV: doctrinaire bedillers. neerlandistiek.nl. https://neerlandistiek.nl/2003/09/neder-l-no-0309-a/.
  • Coppen, Peter-Arno. 2023. Kunnen wij vergeven worden? Trouw, July 4, 2023.
  • Cornelis, Louise & Arie Verhagen. 1995. Does Dutch really have a passive? In Linguistics in the Netherlands 1995, eds. Marcel Den Dikken and Kees Hengeveld, 49-60. Amsterdam/Philadelphia: John Benjamins.
  • Cornips, Leonie. 1991. Possessive object constructions in Heerlens. In Linguistics in the Netherlands 1983, eds. Frank Drijkoningen and Ans van Kemenade, 21-30. Amsterdam/Philadelphia: John Benjamins.
  • Cornips, Leonie. 1994a. Syntactische variatie in het Algemeen Nederlands van Heerlen. University of Amsterdam: PhD thesis.
  • Cornips, Leonie. 1996. The spread of the reflexive adjunct middle in the Limburg dialects: 1885-1994. In Linguistics in the Netherlands 1996, eds. Crit Cremers and Marcel Den Dikken, 49-60. Amsterdam: John Benjamins.
  • Cornips, Leonie. 2006. Intermediate syntactic variants in a dialect - standard speech repertoire and relative acceptability. In Gradience in grammar. Generative perspectives eds. Gisbert Fanselow et al., 85-105. Oxford: Oxford University Press.
  • Cornips, Leonie & Aafke Hulk. 1996. Ergative reflexives in Heerlen Dutch and French. Studia Linguistica 50: 1-21.
  • Corver, Norbert. 1990. The syntax of left branch extractions. Tilburg University: PhD thesis.
  • Corver, Norbert. 1992. "Bij Marie in de nek": interne structuur en extractiegedrag. Gramma/TTT 1: 21-40.
  • De Geest, Wim. 1972. Complementaire constructies bij verba sentiendi in het Nederlands. Gent: Higro.
  • De Haas, Wim & Mieke Trommelen. 1993. Morfologisch handboek van het Nederlands: een overzicht van de woordvorming. 's-Gravenhage: SDU Uitgeverij.
  • Declercq, Kato. 2016. Naar een verbeterde beschrijving van het persoonlijk passief in de Algemene Nederlandse Spraakkunst. Een studie van de recente taalkundige literatuur. Ghent University: MA-thesis, https://lib.ugent.be/nl/catalog/rug01:002271967.
  • Den Besten, Hans. 1981a. A case filter for passives. In Theory of markedness in generative grammar. Proceedings of the 1979 GLOW Conference, eds. Adriana Belletti et al., 65-122. Pisa: Scuola Normale Superiore. [Reprinted in Den Besten (1989), Studies in West Germanic syntax. Amsterdam: Rodopi].
  • Den Besten, Hans. 1985a. The ergative hypothesis and free word order in Dutch and German. In Studies in German Grammar, ed. Jindřich Toman, 23-65. Dordrecht/Cinnaminson: Foris Publications. [Reprinted in Den Besten (1989), Studies in West Germanic syntax. Amsterdam: Rodopi].
  • Den Dikken, Marcel. 1995a. Particles. On the syntax of verb-particle, triadic, and causative constructions. New York/Oxford: Oxford University Press.
  • Den Dikken, Marcel. 2012. Ditransitieven en het nut van hiërarchische structuur en derivatie. Nederlandse Taalkunde 17: 362-379.
  • Den Hertog, C.H. 1973a. Nederlandse spraakkunst, eerste stuk: de leer van de enkelvoudige zin. Vierde druk, Ingeleid en bewerkt door H.Hulshof., vierde bewerkte druk. Amsterdam: Versluys.
  • Dik, Simon C. 1980. Studies in functional grammar. London/New York: Academic Press.
  • Drosdowski, Günter. 1995. DUDEN Grammatik der deutschen Gegenwartssprache, 5., völlig neu bearb. und erw. Aufl. Mannheim/Wien/Zürich: Dudenverlag.
  • Everaert, Martin. 1986. The syntax of reflexivization. Dordrecht/Riverton: Foris Publications.
  • Everaert, Martin. 1990. NP-movement 'across' secondary objects. In Grammar in progress, eds. Joan Mascaró and Marina Nespor, 125-136. Dordrecht: Foris Publications.
  • Fagan, Sarah. 1988. The English middle. Linguistic Inquiry 19: 181-203.
  • Fagan, Sarah. 1992. The syntax and semantics of middle constructions. A study with special reference to German. Cambridge: Cambridge University Press.
  • Geerts, Guido et al. 1984. Algemene Nederlandse spraakkunst first edition. Groningen: Wolters-Noordhoff.
  • Green, Georgia M. 1974. Semantics and syntactic regularity. Bloomington: Indiana University Press.
  • Gropen, Jess et al. 1989. The learnability and acquisition of the dative alternation in English. Language 65: 203-257.
  • Haeseryn, Walter et al. 1997. Algemene Nederlandse spraakkunst, 2nd, revised edition. Groningen: Nijhoff.
  • Hoeksema, Jack. 2009. The swarm alternation revisited. In Theory and Evidence in Semantics, eds. Erhard W. Hinrichs and John Nerbonne. Stanford: CSLI.
  • Hoekstra, Teun. 2004. Arguments and structure. Studies on the architecture of the sentence. Berlin/New York: Mouton de Gruyter.
  • Hoekstra, Teun, Monic Lansu & Marion Westerduin. 1987. Complexe verba. Glot 10: 61-77. [An English translation by Frits Beukema appeared in Teun Hoekstra (2004). Arguments and structure. Studies on the architecture of the sentence. Berlin/New York: Mouton de Gruyter].
  • Hoekstra, Teun & René Mulder. 1990. Unergatives as copular verbs: locational and existential predication. The Linguistic Review 7: 1-79.
  • Hoekstra, Teun & Ian Roberts. 1993. Middle constructions in Dutch and English. In Knowledge of language, vol. 2: lexical and conceptual structure, eds. Eric Reuland and Werner Abraham, 183-220. Dordrecht: Kluwer Academic Publishers.
  • Huddleston, Rodney & Geoffrey Pullum (eds). 2002. The Cambridge grammar of the English language. Cambridge: Cambridge University Press.
  • Hulk, Aafke & Leonie Cornips. 1996. Réflexifs aspectuels. In Proceedings of Langues et Grammaire 1, eds. Léa Nash and Georges Tsoulas, 185-200: Université de Paris 8.
  • Jaegli, Osvaldo. 1986. Passive. Linguistic Inquiry 17: 587-622.
  • Janssen, Theo. 1976. Hebben-konstrukties en indirekt-objektkonstructies. University of Nijmegen: PhD thesis.
  • Janssen, Theo. 1977. Het wel en niet omschreven indirekt objekt en de possessieve datief. Tijdschrift voor Nederlandse Taal- en Letterkunde 93: 203-230.
  • Keyser, Samuel & Thomas Roeper. 1984. On the middle and ergative constructions in English. Linguistic Inquiry 15: 381-416.
  • Kirsner, Robert. 1976a. De "onechte lijdende vorm". Spektator 6: 1-18.
  • Kirsner, Robert. 1976b. On the subjectless 'pseudo-passive' in standard Dutch and the semantics of background agents. In Subject and Topic, ed. Charles N. Li. New York: Academic Press.
  • Klooster, Wim. 2001a. Grammatica van het hedendaags Nederlands. Een volledig overzicht. Den Haag: SDU Uitgeverij.
  • Kooij, Jan. 1975. Diachronic aspects of idiom formation. In Linguistics in the Netherlands 1972-1973, ed. A. Kraak, 122-127. Assen/Amsterdam: Van Gorcum.
  • Landsbergen, Frank. 2009. Cultural evolutionary modeling of patterns in language change. Exercises in evolutionary linguistics. Leiden University: PhD thesis: www.lotpublications.nl/publish/articles/003502/bookpart.pdf.
  • Levin, Beth. 1993. English verb classes and alternations: University of Chicago Press.
  • Levin, Beth & Malka Rappaport Hovav. 1995. Unaccusativity at the syntax-lexical semantics interface. Cambridge, MA/London: MIT Press.
  • Levin, Beth & Malka Rappaport Hovav. 2005. Argument realization. Cambridge/New York: Cambridge University Press.
  • Mulder, René. 1992. The aspectual nature of syntactic complementation, HIL Dissertations. Leiden University: PhD thesis.
  • Oehrle, Richard Thomas. 1976. The grammatical status of the English dative alternation. MIT: PhD thesis.
  • Paardekooper, P.C. 1986. Beknopte ABN-syntaksis, 7th, revised edition. Eindhoven: P.C. Paardekooper.
  • Perlmutter, David M. 1978. Impersonal passives and the unaccusative hypothesis. Proceedings of the Berkeley Linguistics Society 4: 157-189.
  • Pollmann, Thijs. 1970. Passieve zinnen en het geïmpliceerd logisch subject. Studia Neerlandica 2: 34-50.
  • Pollmann, Thijs. 1975. Oorzaak en handelende persoon. University of Nijmegen: PhD thesis.
  • Quirk, Randolph et al. 1985/1991. A comprehensive grammar of the English language, 9th revised impression. London/New York: Longman.
  • Rappaport Hovav, Malka & Beth Levin. 2008. The English dative alternation: the case for verb sensitivity. Journal of Linguistics 44: 129-167.
  • Reis, Marga. 1976. Reflexivierung in deutsche A.c.I.-konstruktionen, Ein transformationsgrammatisches Dilemma. Papiere zur Linguistik 9: 5-82.
  • Roberts, Ian. 1987. The representation of implicit and dethematized subjects. Dordrecht: Foris Publications.
  • Roberts, Ian. 1999. Passive and related constructions. In Concise encyclopedia of grammatical categories, eds. Keith Brown and Jim Miller, 264-290. Amsterdam: Elsevier.
  • Rutten, Jean. 1991. Infinitival complements and auxiliaries. University of Amsterdam: PhD thesis.
  • Schermer-Vermeer, Ina. 1991. Substantiële versus formele taalbeschrijving: het indirect object in het Nederlands. Universiteit van Amsterdam: PhD thesis.
  • Schermer-Vermeer, Ina. 1996. De beschrijving van de possessieve datief. Nederlandse Taalkunde 1: 265-279.
  • Schermer-Vermeer, Ina. 2001. Grammatica, lexicon en de dubbelobject-constructie in het Nederlands en het Engels. Nederlandse Taalkunde 6: 22-37.
  • Scholten, Jolien. 2018. The ins and outs of external possession. A micro-comparative perspective. Utrecht University: PhD thesis.
  • Smeman, Sven. 2023. Behind the BY-phrase: the syntax and semantics of passive BY-phrases in Dutch, English and German. University Utrecht, ILS.
  • Steinbach, Markus 2002. Middle voice. A comparative study in the syntax-semantics interface of German. Amsterdam/Philadelphia: John Benjamins.
  • Stowell, Tim. 1983. Subjects across categories. The Linguistic Review 2: 285-312.
  • Van Bree, Cor. 1981. Hebben-constructies en datiefconstructies binnen het Nederlands taalgebied: een taalgeografisch onderzoek. Leiden: Leiden University.
  • Van de Velde, Freek. 2015. Schijnbare syntactische feniksen. Nederlandse Taalkunde/Dutch Linguistics 20: 69-107.
  • Van den Toorn, Maarten C. 1971b. Enkele opmerkingen over het indirect object. Levende Talen 274: 32-71.
  • Van Hout, Angeliek. 1996. Event semantics of verb frame alternations: a case study of Dutch and its acquisition. Tilburg University: PhD thesis.
  • Van Leeuwen, Maarten. 2006. Een baan aangeboden krijgen? Dat krijg je nooit gedaan! Een synchroon en diachroon onderzoek naar de gebruiksmogelijkheden van krijgen + participium in het kader van de constructiegrammatica. Leiden University: Bachelor thesis.
  • Van Riemsdijk, Henk. 1983. The case of the German adjectives. In Linguistic Categories: auxiliaries and related puzzles, Vol. 1, eds. Frank Heny and B. Richards, 223-252. Dordrecht: Reidel.
  • Van Voorst, Jan. 1988. Event structure. Amsterdam/Philadelphia: John Benjamins.
  • Vanden Wyngaerd, Guido. 1994. PRO-legomena. Distribution and Reference of infinitival subjects. Berlin/New York: Mouton de Gruyter.
  • Vandeweghe, Willy. 2020. Reactieve en overvloed-constructies met causale van-PP. Huiveren en wemelen van. Verslagen en mededelingen van de Koninklijke Vlaamse Academie voor Taal- en Letterkunde 130: 165-198.
  • Vergnaud, Jean-Roger & Maria Louisa Zubizarreta. 1992. The definite determiner and the inalienable constructions in French and English. Linguistic Inquiry 23: 592-652.
  • Voskuyl, Jan. 1996. Comparative morphology. Verb taxonomy in Indonesian, Tagalog and Dutch. Leiden University: PhD thesis.
  • Williams, Edwin. 1981b. On the notions 'lexically related' and 'head of a word'. Linguistic Inquiry 12: 254-274.
  • Zajicek, Jacques. 1970. Réflexions sur l’accusativus cum infinitivo. Nieuwe Taalgids 63: 198-208.
  • readmore
    References:
      report errorprintcite