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1.2.4.Linking the syntactic and semantic classifications
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The mental lexicon must somehow encode the form and meaning of lexical items as well as syntactic information. However, we have seen that there seem to be certain systematic relations between the relevant semantic and syntactic information; for example, agents are usually external arguments and therefore typically appear as the subject of an active clause. Given that we do not want to include predictable information like this in the lexicon, it is an important question as to whether more such correlations can be established. This section aims at linking the syntactic classification in Section 1.2.2, sub II, with the aspectual event classifications based on participant roles in Section 1.2.3, sub II.

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[+]  I.  Valuing classifications

An advantage of aspectual event classifications based on participant roles, such as the one in (77), repeated here as (94), is that they are explicitly linked to syntactic verb classifications of the kind sketched in Section 1.2.2. Van Voorst (1988), for example, claims that originators and delimiters typically correspond to external agent/cause and internal theme arguments, respectively. Such linking is a priori desirable because form and meaning are usually seen as two sides of the same coin.

94 Aspectual classification of event structure based on participant roles

The requirement that the syntactic and semantic classifications should be linkable may also prevent these classifications from diverging too much, and can therefore be used to evaluate individual proposals. For instance, the examples in (95) suggest that the traditional distinction between monadic (intransitive) and dyadic (transitive) verbs is incompatible with the aspectual event classification in (94) because it fails to provide a natural account of the fact that lachento laugh denotes an activity, while overlijdento die denotes an achievement.

95
a. Jan lacht.
activity
  Jan laughs
  'Jan is laughing.'
b. Jan verongelukte.
achievement
  Jan was.killed.in.an.accident

The alternative syntactic classification developed in Section 1.2.2, sub II, fares better in this respect, since it distinguishes two types of monadic verbs. The contrast between the two examples in (95) follows from Van Voorst’s (1988) claim that external arguments of intransitive verbs such as lachento laugh typically function as originators, while internal theme arguments of unaccusative verbs such as overlijdento die typically function as delimiters. This clearly favors the alternative classification in Table 3 from Section 1.2.2, sub III, repeated here as Table 6, over the traditional one.

Table 6: Classification of verbs according to the type of nominal arguments they take
name external argument internal argument(s)
no internal
argument
intransitive nominative (agent)
impersonal
one internal
argument
transitive nominative (agent) accusative (theme)
unaccusative nominative (theme)
two internal
arguments
ditransitive nominative (agent) dative (goal)
accusative (theme)
nom-dat verb dative (experiencer)
nominative (theme)
undative verb nominative (goal)
accusative (theme)

Dyadic verbs can also denote states, activities, achievements or accomplishments. The traditional classification with an undifferentiated set of dyadic verbs provides no means to describe these differences, while according to the alternative classification in Table 6 at least the verb hebben differs from all other verbs in (96) in that it is an undative verb and thus has no agentive argument. If it turns out that undative verbs typically denote states, this can again be seen as an argument for the alternative classification.

96
a. De jongen heeft een kat.
state
  the boy has a cat
b. De jongen droeg een kat.
activity
  the boy carried a cat
c. De jongen ontdekte een kat.
achievement
  the boy descried a cat
d. De jongen verborg een kat.
accomplishment
  the boy hid a cat

Of course, it may be the case that the semantic and syntactic classifications do not reflect each other in all respects. For instance, the semantic distinctions between the examples in (96b-d) are not reflected by either the traditional or the alternative syntactic classification, and thus may be due to additional restrictions imposed by the verbs on their arguments in the way indicated in Table (97): although originators and delimiters may typically correspond to external agentive and internal theme arguments, respectively, it may be the case that external and internal arguments do not necessarily function as originators and delimiters; see also the linking rules in Levin and Rappaport Hovav (1995: §4.1).

97 lexical properties of transitive verbs
external argument = originator internal argument = delimiter
dragen ‘to carry’ +
ontdekken ‘to discover’ +
verbergen ‘to hide’ + +

The discussion of the examples in (96) suggests that the distinction between (96a) and (96b-d) is syntactic, whereas the distinctions between the examples in (96b-d) may be purely semantic. This may also explain the sharp contrast between the attributive (a)-examples in (98) and the remaining examples.

98
a. *? de een kat hebbende jongen
  the a cat having boy
a'. * de gehadde kat
  the had cat
b. de een kat dragende jongen
  the a cat carrying boy
b'. de gedragen kat
  the carried cat
c. de een kat ontdekkende jongen
  the a cat descrying boy
c'. de ontdekte kat
  the descried cat
d. de een kat verbergende jongen
  the a cat hiding boy
d'. de verborgen kat
  the hidden cat
[+]  II.  Some correspondences

Subsection I has shown that the traditional syntactic classification based on the adicity of verbs cannot be easily linked to the aspectual event classifications of the type in (94); the alternative proposal in Table 6, based both on the number of arguments and on the distinction between internal and external arguments, fares much better in this respect. This subsection will show that, on the assumption that (depending on the semantic properties of the verb) external arguments are optionally interpreted as originators and internal theme arguments are optionally interpreted as delimiters, it is indeed possible to relate the syntactic classification in Table 6 to the aspectual event classification in (94). Since goal arguments, but not experiencer arguments, can function as a “new location” of a theme, we will also briefly consider whether the second internal argument can be interpreted as a terminus (i.e. point of termination) in the sense of Tenny (1994); cf. the discussion of example (82) in Section 1.2.3, sub II.

In order to maximize contrasts and highlight a number of potential problems, we will group the verbs according to their adicity. We will not discuss impersonal verbs like regenento rain and vriezento freeze, as we have little to say about them in this context. Note also that the discussion below is occasionally somewhat tentative in nature; it presents an ongoing research program rather than a set of established facts/insights. The discussion below will make clear that there are still a number of questions requiring further investigation.

[+]  A.  Verbs with one argument

At first glance, the case of monadic verbs seems rather simple: as predicted, verbs with the behavior of prototypical intransitive verbs such as lachento laugh denote activities, while verbs with the behavior of prototypical unaccusative verbs such as arriverento arrive denote achievements.

99
Intransitive
Unaccusative
a. Jan heeft/*is gelachen.
  Jan has/is laughed
a'. Jan is/*heeft gearriveerd.
  Jan is/has arrived
b. * de gelachen jongen
  the laughed boy
b'. de gearriveerde jongen
  the arrived boy
c. Er werd gelachen.
  there was laughed
c'. * Er werd gearriveerd.
  here was arrived

However, there are a number of monadic verbs that exhibit mixed behavior and seem to refer to states: this is illustrated for the verbs bloedento bleed and drijvento float in (100). The selection of the auxiliary hebben and the impossibility of using the past participle attributively suggest that we are dealing with intransitive verbs, while the impossibility of impersonal passivization suggests that we are dealing with unaccusative verbs.

100
a. Jan heeft/*is gebloed.
  Jan has/is bled
a'. Jan heeft/*is op het water gedreven.
  Jan has/is on the water floated
b. * de gebloede jongen
  the bled boy
b'. * de gedreven jongen
  the floated boy
c. * Er werd gebloed.
  there was bled
c'. * Er werd gedreven.
  there was floated

That we are not dealing with an activity is clear from the fact that the subject can be inanimate, while the subjects of verbs denoting an activity usually take animate subjects or a small set of inanimate subjects, such as computer, which can be construed as performing the activity. That we are not dealing with an achievement is clear from the fact that there is no logically implied endpoint.

101
a. Jan/de wond bloedt heftig.
  Jan/the wound bleeds fiercely
b. Jan/de band drijft op het water.
  Jan/the tire floats on the water

Since we have adopted as our working hypothesis that external and internal arguments function only optionally as originators and delimiters, respectively, there is no a priori reason to exclude an unaccusative status of these verbs. If drijven and bloeden were unaccusative, this would imply that selection of the auxiliary zijnto be and attributive use of the past participle are sufficient but not necessary conditions for assuming unaccusativity; Subsection B2 will show that there is indeed good reason to assume that auxiliary selection and attributive use of past participles not only depend on the unaccusativity of the verb, but are subject to additional aspectual conditions; cf. Mulder (1992) and Levin & Rappaport Hovav (1995) for similar conclusions.

[+]  B.  Verbs with two arguments

Table 6 distinguishes three types of dyadic verbs: transitive, nom-dat and undative verbs. These three groups will be discussed in the following subsections.

[+]  1.  Transitive verbs

The examples in (97b-d), repeated here as (102), have already shown that prototypical transitive verbs can denote activities, achievements, and accomplishments. This was the original motivation for our claim that external and internal arguments assume the roles of originator and delimiter, respectively; cf. Table (97) in Subsection I.

102
a. De jongen droeg een kat.
activity
  the boy carried a cat
b. De jongen ontdekte een kat.
achievement
  the boy descried a cat
c. De jongen verborg een kat.
accomplishment
  the boy hid a cat
[+]  2.  Nom-dat verbs

Nom-dat verbs are characterized by the fact that their subject can follow the object, which appears as a dative noun phrase in German. Since this also holds for passivized ditransitive verbs, Den Besten (1985) concluded that the subjects of nom-dat verbs are internal theme arguments; cf. Sections 1.2.2, sub IIB, and 2.1.3 for details.

103
a. dat die meisjesnom Peter/hemdat direct opvielen.
  that those girls Peter/him immediately prt.-struck
  'that Peter/he noticed those girls immediately.'
b. dat Peter/hemdat die meisjesnom direct opvielen.
  that Peter/him those girls immediately prt.-struck

This analysis immediately accounts for the fact that examples such as (103) are interpreted as achievements: nom-dat verbs are like monadic unaccusative verbs in that they lack an external argument that could function as an originator and that their internal argument can function as a delimiter. The Nom-dat verbs discussed so far also have all the typical properties of monadic unaccusative verbs: they select the auxiliary zijn, their past participles can be used attributively to modify a head noun that corresponds to the subject of the clause, and they resist passivization.

104
a. dat die meisjes Peter/hem direct zijn/*hebben opgevallen.
  that those girls Peter/him immediately are/have prt.-struck
b. de hem direct opgevallen meisjes
  the him immediately prt.-struck girls
c. * Er werd Peter/hem direct opgevallen.
  there was Peter/him immediately prt.-struck

However, the claim that internal arguments function only optionally as delimiters predicts that there are also nom-dat verbs without an implied endpoint, thus denoting simple states. Den Besten (1985) lists a number of nom-dat verbs with this property, including the verb smakento taste in (105).

105
a. dat de broodjes Peter/hem smaakten.
  that the buns Peter/him tasted
  'that Peter/he enjoyed his buns.'
b. dat Peter/hem de broodjes smaakten.
  that Peter/him the buns tasted

Although the relative order of the object and subject in (105b) clearly shows that the subject de broodjes is an internal argument, it should be noted that verbs such as smaken do not exhibit all the properties we find in (104). Like all unaccusative verbs, they do not allow impersonal passivization, but they select the auxiliary hebben instead of zijn and their past participles cannot be used attributively to modify a head noun corresponding to the subject of the clause.

106
a. dat Peter/hem de broodjes hebben/*zijn gesmaakt.
  that Peter/him the buns have/are tasted
b. * de Peter/hem gesmaakte broodjes
  the Peter/him tasted buns
c. * Er werd Peter/hem gesmaakt.
  there was Peter/him tasted

In all relevant respects, the pattern in (106) is similar to the pattern established for the stative verbs drijvento float and bloedento bleed in (100). This supports the proposal in Subsection A that these verbs are also unaccusative verbs and that their mixed behavior with respect to the unaccusativity tests should be explained by assuming that auxiliary selection and attributive use of past participles are subject to both syntactic and aspectual conditions.

[+]  3.  Undative verbs

Undative verbs do not have an external argument and so we expect that there is no originator; undative verbs therefore denote either states or achievements, depending on whether or not their internal theme argument functions as a delimiter. The examples in (107) show that this prediction is borne out: depending on the verb in question, we are dealing with a state, an achievement, or a special kind of state expressing retention.

107
a. Jan heeft het boek.
state
  Jan has the book
b. Jan krijgt het boek.
achievement
  Jan gets the book
c. Jan houdt het boek.
retention
  Jan keeps the book

The achievement reading in (107b) may be due to the fact that the recipient-subject Jan functions as a goal, which in turn triggers a delimiter interpretation of the internal theme argument; if so, this would support our proposal in the introduction to this section that goals function as a terminus (point of termination) in the event.

The claim that goals function as end points may also explain why the recipient-subjects of cognition verbs like wetento know and kennento know in (108), which we will show in Section 2.1.4 to belong to a second set of undative verbs, must be interpreted as experiencers. The reason is that these verbs denote states and are thus incompatible with an interpretation of the recipient-subject as terminus (i.e. goal).

108
JanExp kent de fijne kneepjes van het vak.
state
  Jan knows the detailed tricks of the trade
'Jan knows the tricks of the trade.'

Now compare the triadic accomplishment verb lerento teach in (109a) with its non-causative dyadic counterpart lerento learn in (109b). Since the indirect object of the triadic verb and the recipient-subject of the dyadic verb both act as a goal, which introduces a point of termination into the event structure, the achievement reading of (109b) is accounted for.

109
a. Marie leert JanGoal de fijne kneepjes van het vak.
accomplishment
  Marie teaches Jan the tricks of the trade
b. JanGoal leert de fijne kneepjes van het vak.
achievement
  Jan learns the detailed tricks of the trade

Given the discussion of the examples in (108) and (109), it might be tempting to analyze other ditransitive verbs with experiencer subjects, like the perception verbs horento hear and ziento see, also as undative verbs; we will leave it to future research to investigate whether this might be on the right track.

[+]  C.  Verbs with three arguments

Indirect objects of ditransitive verbs are usually goals. If goal arguments introduce termini, we expect (definite) direct objects to function normally as delimiters; this in turn correctly predicts that, depending on whether the subject functions as an originator or not, ditransitive verbs usually denote achievements or accomplishments, as shown in (110).

110
a. Zijn succes gaf Peter een prettig gevoel.
achievement
  his success gave Peter a nice feeling
b. Jan stuurde Peter een mooi boek.
accomplishment
  Jan sent Peter a nice book
[+]  D.  Conclusion

It seems that the semantic classification in (94) and the syntactic classification in Table 6 can be linked to a certain extent. At the moment, we can only show this for the more prototypical cases; future research will have to show whether this is also possible for less prototypical cases. We expect that such research will reveal certain potential problems for some of the claims in the discussion above. For example, the unaccusative verbs overlijdento die, arriverento arrive and vertrekkento leave in (111) seem to differ in the extent to which the subject is able to control the event. While the subject of overlijden has virtually no control, the subject of vertrekken does have control over the event; the subject of arriveren seems to take an intermediate position in this respect.

111
a. Jan overlijdt morgen.
  Jan dies tomorrow
b. Jan vertrekt/arriveert morgen.
  Jan leaves/arrives tomorrow

The contrast could be accounted for either by assuming that the internal argument of an unaccusative verb can function not only as a delimiter but also as an originator, or by assuming that the assignment of the property of control is not linguistic in nature, but reflects our knowledge of the world. Since the former would open up many new classification possibilities, we should only adopt such an approach if further investigation shows that the newly predicted verb classes actually exist.

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