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11.3.7.Reconstruction
quickinfo

Wh-movement is usually semantically motivated. This is especially clear in the case of wh-questions and topicalization constructions: wh-movement in question (508a) is needed to create the operator-variable configuration in (508a'), while topicalization in example (508b) results in a special information-structural configuration, such as the topic-comment structure in (508b'). The traces indicated by t in the primeless examples in (508) are traditionally motivated by the fact that the displaced elements watwhat and dit boekthis book also perform the syntactic function of direct object; they indicate the designated argument position that is assigned the thematic role of theme as well as accusative case by the transitive main verb kopento buy.

508
a. Wati heeft Peter ti gekocht?
  what has Peter bought
  'What has Peter bought?'
a'. ?x (Peter has bought x)
b. Dit boeki heeft Peter ti gekocht.
  this book has Peter bought
  'This book, Peter has bought.'
b'. [topic Dit boek] [comment heeft Peter gekocht].

Of course, there are theories without movement, in which thematic roles and/or case are assigned to the surface position of the wh-phrase, but there are also good empirical reasons to assume that the supposedly wh-moved elements are semantically interpreted in their underlying position indicated by their trace, a phenomenon that has become known as reconstruction; we refer the reader to Subsection IIB for the origin of this technical term. This section will mainly illustrate reconstruction effects by means of the binding properties of wh-moved elements; cf. Barrs (2001) for a similar overview for English. Subsection I will therefore give some theoretical background on binding. Since reconstruction facts are most easily demonstrated by topicalization, Subsection II will begin with a discussion of reconstruction in this construction; reconstruction in questions and relative clauses will follow in III and IV. As the discussion of topicalization, wh-movement, and relativization is sufficient to sketch a general picture of the issues involved, we will not discuss reconstruction in wh-exclamative, comparative deletion, and comparative correlative constructions, also because these phenomena have not played a major role in the descriptive and theoretical literature on the phenomenon.

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[+]  I.  Binding

Most research on binding is based on the empirical observation that referential personal pronouns such as hemhim and reflexive personal pronouns such as zichzelfhimself are in complementary distribution; this is illustrated for Dutch in the primeless examples in (509), where coreferentiality is indicated by italics. The primed examples further show that referential non-pronominal noun phrases cannot normally be used when a referential or reflexive personal pronoun is possible; these examples are excluded on the reading that Jan and de jongen refer to the same person.

509
a. Ik denk [dat Jan zichzelf/*hem bewondert].
  I think that Jan himself/*him admires
  'I think that Jan admires himself.'
a'. * Ik denk [dat Jan de jongen bewondert].
  I think that Jan the boy admires
b. Jan denkt [dat ik hem/*zichzelf bewonder].
  Jan thinks that I him/himself admire
  'Jan thinks that I admire him.'
b'. * Jan denkt [dat ik de jongen bewonder].
  Jan thinks that I the boy admire

Examples such as (509) are accounted for by binding theory, which has found its classical formulation in the so-called binding conditions proposed in Chomsky (1981), which we provide in a somewhat loose formulation as (510); the three conditions will be referred to as conditions A, B, and C.

510
Binding conditions:
a. Reflexive and reciprocal personal pronouns are bound in their local domain.
b. Referential personal pronouns are free (= not bound) in their local domain.
c. Referential noun phrases like Jan or de jongen ‘the boy’ are free.

These conditions are discussed in detail in Section N22.1, but we will summarize a few key points here that are necessary for our present purposes. A noun phrase is said to be bound if it is coreferential with a c-commanding antecedent. The term c-command refers to an asymmetric syntactic relation between the clausal constituents in a sentence, which can be made more precise by appealing to the (simplified) hierarchy in (511), where A > B means that A c-commands B and everything embedded in B.

511
C-command hierarchy:
subject > nominal object > PP-complement/adjunct

This means that, on the intended coreferential readings, the direct objects in the (a)-examples in (509) are bound by the subject Jan of the embedded clause, and the embedded direct objects in the (b)-examples are bound by the subject Jan of the main clause; recall that A > B in (511) means that A c-commands B and everything that is embedded in B, with the effect that elements embedded in object clauses are also c-commanded by the subject of the matrix clause.

Now consider again the three binding conditions in (510). The fact that the primed examples in (509) are ungrammatical in the intended readings shows that c-command is not sufficient to license binding: binding condition C expresses this by saying that a referential non-pronominal noun phrase cannot have a c-commanding antecedent at all. Binding conditions A and B further express that reflexive/reciprocal and referential personal pronouns differ with respect to the syntactic domain in which they must/can be bound (i.e. must/can have a c-commanding antecedent). Assuming for the moment that the relevant domain is the minimal clause in which we find the bound element, the data in (509a&b) follow: in (509a) the antecedent Jan is within the local domain of the pronoun, and binding conditions A and B predict that a reflexive pronoun can, but a referential pronoun cannot be bound by Jan; in (509b) the antecedent Jan is not within the local domain of the pronoun, and binding conditions A and B predict that a referential pronoun can, but a reflexive pronoun cannot be bound by Jan. This explains the complementary distribution of referential and reflexive personal pronouns in (509a&b).

The crucial point for our discussion of reconstruction is that it is usually assumed that the c-command hierarchy in (511) is not a primitive notion, but is derived from the hierarchical structural relations between the elements mentioned in it. For our present purposes, it is sufficient to say that the subject of a clause c-commands the direct object of the same clause because the former is in a structurally higher position than the latter; in the overall structure of the clause given in (512), which will be discussed in detail in Chapter 9, the subject occupies the specifier position of TP immediately following the C-position, while the object occupies a lower position within XP.

512

If c-command should indeed be defined in terms of structural representations, wh-movement affects the c-command relations between the clausal constituents: after wh-movement of the object into the specifier of CP, the object will c-command the subject in the specifier of TP. We therefore expect wh-movement to alter the binding possibilities, but the following subsections will show that this expectation is not borne out; the wh-moved phrase behaves as if it still occupies its original position.

[+]  II.  Topicalization

That wh-movement does not affect binding relations can be easily demonstrated by topicalization. We will first present the core data showing that binding possibilities are computed from the original position of the topicalized phrase. Subsequently, we will briefly compare reconstruction effects with so-called connectivity effects found in contrastive left-dislocation constructions.

[+]  A.  The data

If the binding conditions were computed from the landing site of the topicalized phrase, one would expect topicalization of a reflexive pronominal direct object to bleed binding. However, example (513b) shows that the topicalized reflexive pronoun zichzelf behaves with respect to binding as if it were still in the position indicated by its trace; this shows that what is involved in binding is clearly not linear order. Note that coreferentiality is again indicated by italics.

513
a. Jan bewondert zichzelf het meest.
  Jan admires himself the most
  'Jan admires himself the most.'
b. Zichzelfi bewondert Jan ti het meest.
  himself admires Jan the most
  'Himself Jan admires the most.'

That topicalization does not bleed binding is also illustrated in the examples in (514), in which a reciprocal possessive pronoun is embedded in a direct object. The fact that topicalization of this object does not affect the binding possibilities again shows that binding cannot be captured in terms of linear order. Note in passing that the complementarity distribution of referential and reciprocal pronouns does not hold for possessive pronouns, since elkaars can easily be replaced by huntheir without changing the binding relation (but of course a different meaning); cf. Section N22.1 for a detailed discussion.

514
a. Zij bewonderen [elkaars moeder] het meest.
  they admire each.other’s mother the most
  'They admire each otherʼs mother the most.'
b. [Elkaars moeder]i bewonderen zij ti het meest.
  each.other’s mother admire they the most
  'Each otherʼs mother they admire the most.'

Another case showing that topicalization does not bleed binding is illustrated by the examples in (515), which allow a bound-variable reading of the possessive pronoun zijnhis, according to which every person x admires his own parents: ∀x (x:person) admire (x, x’s parents). This reading can only arise if the quantifier binds (hence: c-commands) a referential pronoun, and we might therefore expect that topicalization in (515b) would make this reading impossible, but this expectation is not borne out.

515
a. Iedereen bewondert zijn (eigen) ouders het meest.
  everyone admires his own parents the most
  'Everyone admires his (own) parents the most.'
b. Zijn (eigen) oudersi bewondert iedereen ti het meest.
  his own parents admires everyone the most
  'His (own) parents everyone admires the most.'

If the binding conditions were computed from the landing site of wh-movement, one would expect that topicalization of a referential (pronominal) direct object would enable it to function as the antecedent of the subject of its clause, but example (516b) shows that this is not the case: with respect to binding, the objects hem and die jongen again behave as if they were still in the position indicated by their trace.

516
a. * Jan bewondert hem/die jongen het meest.
  Jan admires him/that boy the most
b. * Hemi/Die jongeni bewondert Jan ti het meest.
  him/that boy admires Jan the most

A plausible hypothesis would be that example (516b) is unacceptable because the subject Jan is bound by the topicalized phrase and thus violates binding condition C. However, this hypothesis is refuted by the fact that the matrix subject Jan in (517b) can be coreferential with the topicalized pronoun hemhim: this again leads to the conclusion that wh-movement does not affect binding possibilities. Note that the question mark in brackets indicates that (517b) may be slightly marked compared to example (509b), but this is a more general property of long topicalization; cf. Section 11.3.3, sub II.

517
a. Jan denkt [dat ik hem/*die jongen het meest bewonder].
  Jan thinks that I him/that boy the most admire
  'Jan thinks that I admire him the most.'
b. (?) Hem/*Die jongen denkt Jan [dat ik ti het meest bewonder].
  him/that boy thinks Jan that I the most admire
  'Him Jan thinks that I admire the most.'

Reconstruction is also sometimes illustrated in the literature by examples such as (518a), in which a bound nominal phrase is embedded in a complementive.

518
a. Jan is [AP trots [PP op zichzelf/*hem/*die jongen]].
  Jan is proud of himself/him/that boy
b. [AP trots [PP op zichzelf/*hem/*die jongen]] is Jan niet.
  proud of himself/him/that boy is Jan not

Some linguists do not accept (518b) as a convincing case of reconstruction because there is reason to assume that the subject originates as the external argument of the AP: assuming that the moved phrase is a small clause containing an NP-trace of the subject Jan, this trace can serve as an antecedent for the nominal phrase.

519
a. Jani is [AP ti trots [PP op zichzelf/*hem/*die jongen]].
  Jan is proud of himself/him/that boy
b. [AP ti trots [PP op zichzelf/*hem/*die jongen]] j is Jani tj niet.
  proud of himself/him/that boy is Jan not

However, even if the representations in (519) are the correct ones, reconstruction may still be necessary, because it is generally assumed that NP-traces are also subject to binding condition A: like reflexive pronouns, they must be bound by their antecedent (i.e. the moved phrase) within their local domain. This is made explicit by the extended binding condition A in (520).

520
Extended binding condition A: Reflexive/reciprocal personal pronouns and NP-traces are bound in their local domain.

A similar configuration as in (519b) is found in VP-topicalization constructions, if we follow the now generally accepted hypothesis that subjects are base-generated within the lexical projection of the verb; we do not need to appeal to reconstruction to account for the acceptability of examples such as (521b), because the topicalized VP also contains the NP-trace of the subject Jan, which can serve as an antecedent of zichzelf. But then, according to binding condition A in (520), reconstruction is again necessary to satisfy this condition for the NP-trace ti.

521
a. Jani heeft [VP ti zichzelf/*hem/*die jongen beschreven].
  Jan has himself/him/that boy described
  'Jan has described himself/him/that boy.'
b. [VP ti zichzelf/*hem/*die jongen beschreven]j heeft Jani tj.
  himself/him/that boy described has Jan

VP-topicalization constructions of the type in (522) also provide evidence for reconstruction. Under the standard assumption that the clause-initial position can only be filled by phrases (and not by heads), the theme argument must have been extracted from the VP by NP-movement (i.e. nominal argument shift of the type discussed in Section 13.2) before VP-topicalization occurs. The topicalized VPs in the primed examples thus contain a trace of the theme argument and reconstruction is necessary in order for the NP-traces ti to be bound by mijn huismy house; cf. Section 11.3.3, sub VIC, for further discussion.

522
a. Ze hebben mijn huis nog niet geschilderd.
perfect tense
  they have my house yet not painted
  'They have not painted my house yet.'
a'. [VP ti Geschilderd]j hebben ze mijn huisi tj nog niet.
  painted have they my house yet not
  'They have not painted my house yet.'
b. Mijn huis wordt volgend jaar geschilderd.
passive
  my house is next year painted
  'My house will be painted next year.'
b'. [VP ti Geschilderd]j wordt mijn huisi volgend jaar tj.
  painted is my house next year
  'My house will be painted next year.'

The examples so far all involve the topicalization of arguments, complementives, and VPs, and we have seen that such cases exhibit reconstruction effects: binding possibilities are computed from the base position of the moved phrase. However, this does not always seem to hold for adjuncts, as is clear from the contrast between the two examples in (523); if the adverbial clause in (523b) were interpreted in the same position as the adverbial clause in (523a), we would wrongly expect coreference between Jan and hij to be blocked by binding condition C in both cases; cf. Reinhardt (1983a: §3).

523
a. * Hij ging naar de film [omdat Jan moe was].
  he went to the movie because Jan tired was
b. [Omdat Jan moe was], ging hij naar de film.
  because Jan tired was went he to the movie
  'Because Jan was tired, he went to the movie.'

This contrast has given rise to the idea that examples such as (523b) are not derived by wh-movement, but involve base-generation of the adjunct in clause-initial position; that this is possible is then attributed to the fact that adjuncts are not selected by the verb and can thus be generated externally to the lexical projection of the verb. Note, however, that the lack of reconstruction cannot be demonstrated on the basis of binding condition B, since referential pronouns embedded in adverbial clauses can always be coreferential with the subject of a matrix clause; this is shown in (524).

524
a. Jan ging niet naar de film [omdat hij moe was].
  Jan went not to the movie because he tired was
  'Jan did not go to the movie because he was tired.'
b. [Omdat hij moe was], ging Jan niet naar de film.
  because he tired was went Jan not to the movie
  'Because he was tired, Jan did not go to the movie.'

A similar lack of reconstruction can be observed in the examples in (525); cf. Van Riemsdijk & Williams (1981). In this case an argument is topicalized, but the contrast between the two examples shows that the reconstruction effect does not occur: contrary to what would be expected if the topicalized phrase were interpreted in the position of its trace, the referential noun phrase Jan embedded in the relative clause can be coreferential with the pronoun hij in (525b). Of course, it is not possible to appeal to an argument-adjunct asymmetry in this case, but it has been suggested that the (optional) relative clause is an adjunct that can be generated after the object has undergone wh-movement; cf. Barss (2001) and Sportiche (2006/2017) for details.

525
a. * Hij wil [het boek [dat Jan gekocht heeft]] aan Marie geven.
  he wants the book that Jan bought has to Marie give
b. [Het boek [dat Jan gekocht heeft]]i wil hij ti aan Marie geven.
  the book that Jan bought has wants he to Marie give
  'The book that Jan has bought, he wants to give to Marie.'

The examples in (526) show again that the lack of reconstruction cannot be demonstrated on the basis of binding condition B, since referential pronouns embedded in a relative clause can be coreferential with the subject of a matrix clause.

526
a. Jan wil [het boek [dat hij gekocht heeft]] aan Marie geven.
  Jan wants the book that he bought has to Marie give
  'Jan wants to give the book that he has bought to Marie.'
b. [Het boek [dat hij gekocht heeft]]i wil Jan ti aan Marie geven.
  the book that he bought has wants Jan to Marie give
  'The book that he has bought, Jan wants to give to Marie.'

The discussion of the data in this subsection has shown that a reconstruction effect is usually found when an argument, complementive or verbal projection is topicalized. Such effects may be absent when an adverbial clause occupies the clause-initial position or when the topicalized phrase is modified by a relative clause, but this can only be demonstrated for apparently pied-piped referential noun phrases, not for pronouns. We have given two early accounts of this lack of reconstruction, but it has also been suggested that it shows that binding condition C differs from binding conditions A and B in that it is not actually a syntactic rule; we will return to this issue in Section N22.1, sub IIA.

[+]  B.  Reconstruction versus connectivity effects

Because wh-movement has a clear effect on meaning, the standard (but not uncontroversial) assumption is that it precedes the semantic interpretation of the clause. The fact that, for the purpose of the binding theory formulated in (510), topicalized phrases behave as if they still occupy the position indicated by their traces has led to theories according to which wh-movement is at least partially undone before the semantic interpretation of the syntactic representation takes place; the technical term for this is Reconstruction. A more recent approach, which makes reconstruction superfluous, is Chomsky’s (1995a: §3) copy theory of movement, according to which movement is a copy-and-paste operation that leaves a phonetically empty copy (a copy that is not pronounced in the actual utterance) of the moved constituent in its original position. We will follow common practice and use the term reconstruction as a purely descriptive term. The core finding that all generative theories attempt to explain is that binding of nominal arguments should be formulated in terms of A-positions, i.e. argument positions to which thematic roles, agreement features, and/or case are assigned; movement into A'-positions (positions such as the clause-initial position, which can also be occupied by non-arguments) does not affect the binding possibilities. We refer the reader to Barrs (2001), Sportiche (2006/2017), and Salzmann (2006) for critical reviews and discussions of the various theoretical implementations of this insight.

The standard view seems to be that reconstruction effects are syntactic in nature, but there are reasons to doubt that these effects are part of syntax proper. To show this, we need to make a brief digression into hanging-topic and contrastive left-dislocation; cf. Section C37.2 for a detailed discussion. Left dislocation is characterized by the fact that there is a phrase preceding the clause-initial position that is associated with a resumptive element elsewhere in the clause. The two types of left-dislocation constructions differ in the form and position of the resumptive element: hanging-topic left-dislocation constructions have a resumptive pronoun in the form of a referential pronoun, such as hemhim in (527a), located in the middle field of the clause; contrastive left-dislocation constructions have a resumptive pronoun in the form of a demonstrative pronoun, such as diethat in (527b), located in the clause-initial position. Note that we have indicated the relation between the left-dislocated phrase and the resumptive pronoun by indices (i.e. in the same way as the relation between a moved phrase and its trace).

527
a. Jani, ik heb hemi niet gezien.
hanging-topic LD
  Jan I have him not seen
  'Jan I have not seen him.'
b. Jani, diei heb ik ti niet gezien.
contrastive LD
  Jan dem have I not seen
  'Jan I have not seen him.'

At first glance, the examples in (528) seem to show that left dislocation differs from topicalization in that it does affect the binding possibilities. However, Van Riemsdijk & Zwarts (1997) and Vat (1997) suggest that the unacceptability of the examples in (528) is due to the fact that resumptive pronouns are referential pronouns, which are themselves subject to binding condition B; in order to satisfy the binding conditions on the reflexive zichzelfhimself, the resumptive pronouns hemhim and diethat must take the subject Jan as a local antecedent, thus violating binding condition B. Note that the binding options for the resumptive pronoun die in (528b) should be computed from its original object position, indicated by its trace in object position, a case of reconstruction.

528
a. * Zichzelfi, Jan bewondert hemi het meest.
hanging-topic LD
  himself Jan admires him the most
  Intended meaning: 'Jan admires himself the most.'
b. * Zichzelfi, diei bewondert Jan ti het meest.
contrastive LD
  himself dem admires Jan the most
  Intended meaning: 'Jan admires himself the most.'

Violations of binding condition B induced by the resumptive pronouns themselves can be avoided when the reflexive/reciprocal pronoun is more deeply embedded in the topicalized phrase, as in the examples in (514). Their left-dislocation counterparts in (529) show that the two types of left dislocation behave differently in such cases; while the hanging-topic construction is given as ungrammatical in Van Riemsdijk & Zwarts (1997) and Vat (1997), the contrastive left-dislocation construction is perfectly acceptable. The fact that the left-dislocated phrase can be interpreted in the position of the trace of the wh-moved demonstrative die has become known as the connectivity effect.

529
a. * [Elkaars moeder]i, zij bewonderen haari het meest.
hanging topic LD
  each.other’s mother they admire her the most
  'Each otherʼs mother they admire the most.'
b. [Elkaars moeder]i, diei bewonderen zij ti het meest.
contrastive LD
  each.other’s mother dem admire they the most
  'Each otherʼs mother they admire the most.'

Connectivity effects also occur in the left-dislocation counterparts of the topicalization construction in (515b) with a bound-variable reading. Van Riemsdijk & Zwarts (1997) and Vat (1997) show that there is again a contrast between hanging-topic and contrastive left-dislocation.

530
a. * [Zijn (eigen) ouders]i, iedereen bewondert zei het meest.
hanging-topic LD
  his own parents everyone admires them the most
b. [Zijn (eigen) ouders]i, diei bewondert iedereen ti het meest.
contrastive LD
  his own parents dem admires everyone the most

For completeness’ sake, consider the contrastive left-dislocation constructions in (531), which show again that the acceptability judgments on the contrastive left-dislocation constructions are more or less the same as in the corresponding topicalization constructions in (516b) and (517b).

531
a. * Hemi/*Die jongeni, diei bewondert Jan ti het meest.
  him/that boy dem admires Jan the most
b. (?) Hemi/*Die jongeni, diei denkt Jan [dat ik ti het meest bewonder].
  him/that boy dem thinks Jan that I the most admire
  'Him, Jan thinks that I admire the most.'

The above discussion has shown that contrastive left-dislocation constructions exhibit connectivity effects that closely resemble the reconstruction effects found in topicalization constructions. Given this similarity, it is tempting to provide a single theoretical account of the two types of effect, e.g. by postulating that there is some kind of matching effect, in the sense that the demonstrative pronoun die simply adopts certain semantic properties of the left-dislocated phrase and transfers them to the position of its trace. However, this seems to run counter to the current leading idea that reconstruction effects follow from the copy theory of movement, according to which movement leaves a copy of the moved constituent in its original position.

Alternatively, one could try to show that left-dislocated phrases are base-generated within the clause to which they are attached, and find their surface position by (a series of movements including) wh-movement. If such an analysis is feasible, we could maintain that reconstruction effects result from the copy-and-paste operation proposed by the copy theory of movement; cf. Grohmann (2003: §4) and De Vries (2009a) for detailed proposals. This would immediately explain the differences in connectivity effects between hanging-topic and contrastive left-dislocation constructions found in this subsection: hanging-topic constructions have a resumptive pronoun in the middle field of the clause, and we can therefore safely conclude that they do not involve wh-movement, and consequently we expect no connectivity effects. However, there are two possible problems with this approach. First, there seems to be no independent evidence to support the assumption that left-dislocated phrases have ever occupied a clause-internal position. Second, this approach should provide an explanation for the fact that left-dislocated phrases can strand prepositions, while topicalized phrases (and wh-moved phrases in general) are usually unable to do so; cf. the contrast between the (a) and (b)-examples in (532).

532
a. *? Dat boek heb ik lang naar gezocht.
topicalization
  that book have I long for looked
a'. * Wat heb je lang naar gezocht?
question formation
  what have you long for looked
b. Dat boek, daar heb ik lang naar gezocht.
contrastive LD
  that book that have I long for looked
  'that book, I have looked for it a long time.'

We will return to the question of whether reconstruction and connectivity effects can be given a (more or less) unified treatment in the discussion of relativization in Subsection IV below.

[+]  III.  Wh-movement

Section 11.3.1.1, sub II, discussed the hypothesis that the obligatoriness of wh-movement in wh-questions follows from the fact that it is instrumental in deriving an operator-variable chain in the sense of predicate calculus. It has also been shown that this hypothesis runs into problems with examples like (533a&b), in which the moved wh-phrase is complex: the resulting syntactic representations cannot be translated directly into the desired semantic representations in the primed examples, since only a subpart of the wh-moved phrase corresponds to the question operator plus restrictor: the possessive pronoun wienswhose translates into ?x [x: person]. The phenomenon of pied piping thus makes it impossible to assume a one-to-one relationship between the surface form of a sentence and its semantic representation by simply stating that wh-movement creates an operator-variable chain. Question formation thus provides us with an independent functional motivation for some form of reconstruction; it is needed to arrive at the correct semantic representations for sentences like (533a&b).

533
a. [Wiens boek]i heeft Peter ti gelezen?
  whose book has Peter read
  'Whose book has Peter read?'
a'. ?x [x: person] (Peter has read x’s book)
b. [Wiens vaders boek]i heeft Peter ti gelezen?
  whose father’s book has Peter read
  'Whose fatherʼs book has Peter read?'
b'. ?x [x: person] (Peter has read x’s father’s book)

However, it is less easy to convincingly demonstrate reconstruction effects for wh-movement than for topicalization, since the predictions of the binding theory can only be tested for bound elements embedded in some noun phrase, because interrogative pronouns are never reflexive/reciprocal themselves. Furthermore, examples like those in (534) are often cited to support reconstruction, but they are completely unsuitable for this purpose; it has been argued that the picture noun foto may have an implicit agentive PRO-argument which is obligatorily construed as coreferential with the subject Jan; cf. Section N15.2.5.2 for a detailed discussion. If so, the reflexive in both examples is locally bound within the noun phrase by PRO.

534
a. Jan heeft [een PRO foto van zichzelf] genomen
  Jan has a picture of himself taken
b. [Welke PRO foto van zichzelf]i heeft Jan ti genomen?
  which picture of himself has Jan taken

In order to construct convincing cases of reconstruction based on binding condition A, one must make sure that there is no implicit PRO-argument that can be construed as coreferential with the antecedent of the reflexive/reciprocal pronoun. On the default interpretation of the examples in (535) that Jan did not spread rumors about himself, (535b) might be a case in point.

535
a. Jan vond [dit gerucht over zichzelf] het leukst.
  Jan considered this rumor about himself the funniest
  'Jan considered this rumor about himself the funniest one.'
b. [Welk gerucht over zichzelf]i vond Jan ti het leukst?
  which rumor about himself considered Jan the funniest
  'Which rumor about himself considered Jan the funniest one?'

The bound-variable reading of pronouns, which requires a c-commanding quantifier to be present, also indicates that reconstruction does apply. Without reconstruction example (536b) would be incorrectly predicted not to allow this reading.

536
a. Iedereen vond de foto van zijn (eigen) moeder het mooist.
  everyone considered the picture of his own mother the most.beautiful
  'Everyone liked the picture of his (own) mother best.'
b. De foto van zijn (eigen) moeder vond iedereen het mooist.
  the picture of his own mother considered everyone the most.beautiful
  'Everyone liked the picture of his (own) mother best.'

Arguments based on binding condition B are somewhat delicate because referential personal pronouns embedded in a noun phrase can often be coreferential with the subject of their clause if they are weak (phonetically reduced), but not if they are strong. This is illustrated by the examples in (537), both of which are accepted by many speakers when the pronoun is phonetically reduced, but rejected when the pronoun is non-reduced. The crucial point, however, is that topicalization does not seem to affect the acceptability judgments.

537
a. Jan vond [dit gerucht over ʼm/*hem] het leukst.
  Jan considered this rumor about him/him the funniest
  'Jan considered this rumor about him the funniest one?'
b. [Welk gerucht over ʼm/*hem]i vond Jan ti het leukst?
  which rumor about him/hem considered Jan the funniest
  'Which rumor about him considered Jan the funniest one?'

The examples in (538) provide straightforward evidence for reconstruction based on binding condition C; they are both unacceptable if the noun phrase die popster is construed as coreferential with Jan.

538
a. * Jan vond [dit gerucht over die popster] het leukst.
  Jan considered this rumor about that pop.star the funniest
  'Jan considered this rumor about that pop star the funniest one.'
b. * [Welk gerucht over die popster]i vond Jan ti het leukst?
  which rumor about that pop-star considered Jan the funniest
  'Which rumor about that pop star considered Jan the funniest one?'

Note that, as in the case of topicalization, reconstruction need not apply for noun phrases embedded in relative clauses; while Jan cannot be construed as coreferential with the subject pronoun hij in (539a), this is possible in (539b).

539
a. * Hij wil [het boek [dat Jan gekocht heeft]] aan Marie geven.
  he want the book that Jan bought has to Marie given
  'He wants to give the book that Jan has bought to Marie.'
b. [Welk boek [dat Jan gekocht heeft]]i wil hij ·ti aan Marie geven?
  which book that Jan bought has wants he to Marie give
  'Which book that Jan has bought does he want to give to Marie?'

Despite the difficulty of constructing relevant examples, the arguments based on the bound-variable reading of pronouns and binding condition C show conclusively that wh-questions exhibit similar reconstruction effects as topicalization constructions.

[+]  IV.  Relativization

Reconstruction effects are even more difficult to detect in relative constructions than in wh-questions. We will see, however, that there is an additional twist to the discussion, as we find connectivity effects similar to those discussed in Subsection IIB for contrastive left-dislocation constructions; this may shed more light on the question of whether reconstruction and connectivity effects can be given a (more or less) unified account.

[+]  A.  Reconstruction effects

As with wh-questions, reconstruction for binding condition A is difficult to detect because the reflexive/reciprocal pronoun must be embedded in a larger wh-moved noun phrase: relative pronouns are never themselves reflexive/reciprocal. Moreover, because the relative pronoun in such complex noun phrases is typically a possessive pronoun such as wienswhose, we expect it to be construed as the antecedent of the reflexive/reciprocal pronoun; cf. Section N22. The antecedent of the reflexive in examples such as (540a) must therefore be the relative possessive pronoun wiens, and the impossibility of construing the subject of the relative clause (i.e. the pronoun hijhe) as the antecedent of zichzelf, as in (540b), tells us nothing about reconstruction. As usual, the intended binding relations are indicated by italics.

540
a. de mani [[wiensi boek over zichzelf]j hij wil tj lezen]
  the man whose book about himself he wants read
  'the man whose book about himself he wants to read'
b. * de mani [[wiensi boek over zichzelf]j hij wil tj lezen]
  the man whose book about himself he wants read

Examples such as (541b) with a bound-variable reading do seem to provide evidence for reconstruction, although some speakers may find it difficult to give a judgment on this example due to its complexity.

541
a. Iedereen zal [Maries advies over zijn kinderen] volgen.
  everyone will Marie’s advice about his children follow
  'Everyone will follow Marieʼs advice about his children.'
b. de vrouwi [wiensi advies over zijn kinderen]j iedereen tj wil volgen
  the woman whose advice about his children everyone wants follow
  'the woman whose advice about his children everyone will follow'

Reconstruction for binding condition B is again difficult to establish, because referential pronouns embedded in a noun phrase containing a possessive pronoun can usually be coreferential with noun phrases external to that noun phrase. Moreover, the acceptability of (542b) tells us nothing about reconstruction, since referential pronouns do not require a c-commanding antecedent.

542
a. Jan negeerde [Peters opmerking over hem].
  Jan ignored Peter’s remark about him
b. de mani [[wiensi opmerking over hem]j Jan tj negeerde]
  the man whose remark about him Jan ignored
  'the man whose remarks about him Jan ignored'

For binding condition C it is possible to show that reconstruction effects do occur: the intended coreference relation is excluded in both examples in (543). The fact that referential noun phrases can normally have a non-c-commanding antecedent suggests that reconstruction is obligatory.

543
a. * Jan negeerde [Peters opmerking over die jongen].
  Jan ignored Peter’s remark about that boy
b. * de mani [[wiensi opmerking over die jongen]j Jan tj negeerde]
  the man whose remark about that boy Jan ignored

Despite the difficulty of constructing relevant examples, the arguments based on the bound-variable reading of pronouns and binding condition C show conclusively that relative clauses exhibit similar reconstruction effects as wh-questions and topicalization constructions.

[+]  B.  Connectivity effects

The discussion in the previous subsection has shown that reconstruction within relative clauses is indeed obligatory. However, the research on relative clauses that has attracted the most interest is not concerned with reconstruction effects of the kind discussed above, but with connectivity effects of the kind we have also found in contrastive left-dislocation constructions; cf. Subsection IIB.

The connectivity effect for binding condition A is illustrated in example (544); on the default interpretation that the rumors are not spread by Jan himself, the reflexive pronoun zichzelfhimself can only be bound by Jan if we assume that the antecedent of the relative pronoun datwhich is interpreted at the position of the relative pronoun.

544
[[Het gerucht over zichzelf]i [dati Jan ti het leukst vond]] was dat hij opgegeten was door een leeuw.
  the rumor about himself which Jan the funniest considered was that he prt.-eaten was by a lion
'The rumor about himself Jan liked best was that he had been eaten by a lion.'

Connectivity effects can also be illustrated by example (545) in its bound-variable reading. Since this reading arises only when a quantifier binds (and thus c-commands) a referential pronoun, we must again assume that the antecedent of the relative pronoun diewhich is interpreted at the position of the relative pronoun.

545
[[De foto van zijn ouders]i [diei iedereen ti koestert]] is die van hun huwelijk.
  the picture of his parents which everyone cherishes is the.one of their marriage
'The picture of his parents that everyone cherishes is the one of their marriage.'

Establishing connectivity effects for binding condition B is again somewhat delicate, because referential personal pronouns embedded in a noun phrase can often be coreferential with the subject of their clause if they are phonetically reduced. However, example (537) has shown that phonetically non-reduced pronouns do not easily allow this. The fact that we do not find the same contrast in the relative construction in (546) may argue against the assumption of a connectivity effect, but this needs further investigation, as it is not clear whether we are really dealing with a syntactic restriction or with some other kind of restriction.

546
[[Het gerucht over ʼm/ hem]i [dati Jan ti het leukst vond]] was dat hij opgegeten was door een leeuw.
  the rumor about him/him which Jan the funniest considered was that he prt.-eaten was by a lion
'The rumor about him that Jan liked best was that he had been eaten by a lion.'

A more serious problem is that connectivity effects for binding condition C are not found in relative clauses: example (547) does readily allow an interpretation in which the noun phrase Jan and the subject pronoun of the relative clause are coreferential.

547
[[Het gerucht over Jan]i [dati hij ti het leukst vond]] was dat hij opgegeten was door een leeuw.
  the rumor about Jan which he the funniest considered was that he prt.-eaten was by a lion
'The rumor about Jan that he liked best was that he had ben eaten by a lion.'

The examples in this subsection lead to a somewhat ambivalent result: connectivity effects can be established for examples like (544) and (545) involving binding condition A and the bound-variable reading of pronouns, but not for examples such as (547) involving binding condition C. This might lead to the conclusion that connectivity effects occur only in the case of local (i.e. clause-internal and NP-internal) syntactic dependencies. This may be consistent with the traditional view in generative grammar, currently embedded in Chomsky’s (2008) phase theory, that there are no syntactic constraints on non-local relations, but would be problematic in view of Salzmann’s (2006: §2.2) observation that connectivity effects differ crucially from reconstruction effects in that the latter effects also occur with non-local relations.

[+]  C.  Summary and concluding remarks

There has been a heated debate in the theoretical literature as to whether the connectivity effects in relative clauses can be reduced to reconstruction. This debate has its origin in Vergnaud (1974), where it was claimed that, descriptively speaking, the antecedent of the relative pronoun is base-generated within the relative clause, placed in the initial position of the relative clause by wh-movement, and subsequently raised to its surface position in the main clause; for updated versions of this so-called promotion/raising analysis, see Kayne (1994), Bianchi (1999), and De Vries (2002). Despite its popularity, the promotion/raising analysis is still not uncontroversial, as it raises a large number of technical and theory-internal problems; cf. Boef (2013) for a review. For example, it is still not clear why the antecedent is able to strand prepositions promotion/raising analysis, while this is usually impossible in cases of wh-movement like topicalization and question formation; cf. the contrast between the examples in (548a&b) and (548c).

548
a. *? Dat boek heb ik lang naar gezocht.
topicalization
  that book have I long for looked
b. * Wat heb je lang naar gezocht?
question formation
  what have you long for looked
c. [Dat boek waar ik lang naar gezocht heb] is terecht.
relativization
  that book where I long for looked have is found
  'That book which I have been looking for a long time has been found.'

Moreover, Salzmann (2006) points out that the differences between reconstruction and connectivity effects for binding conditions B and C discussed in this section are problematic for this analysis.

[+]  V.  Conclusion

This section has discussed reconstruction effects for constructions derived by wh-movement. It has been shown that these effects can be detected in topicalization constructions, wh-questions and relative clauses. The results are given in Table 2; the question marks indicate that, for independent reasons, reconstruction effects for binding conditions A and B could not be established for the construction in question.

Table 2: Reconstruction and connectivity effects in wh-movement constructions
topicalization question formation relativization
binding condition A + ? ?
bound-variable reading + + +
binding condition B + ? ?
binding condition C +

We also discussed connectivity effects in contrastive left-dislocation and relative clause constructions, which are quite similar in nature to the reconstruction effects found in wh-movement constructions. The findings from this section are presented in Table 3; the question mark indicates that, for independent reasons, the presence of connectivity effects for binding condition B could not be established.

Table 3: Reconstruction and connectivity effects
reconstruction effect connectivity effect
binding condition A + +
bound-variable reading + +
binding condition B + ?
binding condition C +

The similarities between reconstruction and connectivity effects have led to a revival of Vergnaud’s (1974) promotion/raising analysis of relative clause constructions, according to which the antecedent of the relative pronoun is base-generated within the relative clause, moved to clause-initial position by wh-movement, and subsequently promoted/raised into its surface position in the main clause; cf. Kayne (1994), Bianchi (1999), De Vries (2002) for discussion.

An advantage of the promotion/raising analysis is that both reconstruction and connectivity effects can be derived from the copy theory of movement, according to which movement is a copy-and-paste operation that leaves a phonetically empty copy of the moved constituent in its original position; no additional theoretical machinery is needed. Salzmann (2006) objects to such analyses by pointing out that they incorrectly predict that reconstruction and connectivity effects are identical: this is contradicted by the fact that reconstruction and connectivity effects differ in that the latter do not occur for binding condition C; cf. the last row of Table 3. Salzmann’s objection to the promotion/raising analysis of connectivity effects in relative clauses does not apply to other cases, because connectivity effects do occur for binding condition C (as well as for binding condition B) in the case of contrastive left-dislocation; cf. the examples in (549) taken from Subsection II. This means that even if the promotion/raising analysis were to be rejected for relative clauses, it might still be adequate for contrastive left-dislocation constructions (although it would still leave us with the problem of preposition stranding mentioned above); cf. Grohmann (2003: §4), De Vries (2009a), and Ott (2014) for further discussion and different implementations. We will return to this issue in Section C37.2.

549
a. * Jan bewondert die jongen het meest.
  Jan admires that boy the most
a'. * Die jongeni, diei bewondert Jan ti het meest.
  that boy that admires Jan the most
b. * Jan denkt [dat ik die jongen het meest bewonder].
  Jan thinks that I that boy the most admire
b'. * Die jongeni, diei denkt Jan [dat ik ti het meest bewonder].
  that boy dem thinks Jan that I the most admire

In this section, we have limited ourselves to discussing reconstruction effects in the context of binding. However, reconstruction effects are also found in other domains; for a detailed discussion of these domains, we refer the reader to Sportiche (2006/2017) and Salzmann (2006: §2.2).

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