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7.1.2.Conversion: Nonverbal uses of participles and (te )infinitives
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When describing verb clusters, it is important to keep in mind that certain non-finite verb forms can undergo morphological conversion: for example, past/passive participles and te-infinitives can be used as adjectives, and bare infinitives can be used as heads of nominal phrases. When such cases are mistaken for verbs, which is unfortunately not uncommon in the literature, we end up with a highly distorted picture of the behavior of verb clusters.

The examples in (16) show, for instance, that while verbal past participles can normally occupy any position in the verb cluster to which they belong, their adjectival counterparts that function as complementives must precede the verb cluster. By not including adjectival participles such as geïrriteerd in (16b), we eliminate the need to introduce complicated exception clauses in our generalization about word order in verb clusters.

16
a. dat Jan het boek morgen <gelezen> zal <gelezen> hebben <gelezen>.
  that Jan the book tomorrow read will have
  'that Jan will have read the book tomorrow.'
b. dat Jan hierover <geïrriteerd> zal <*geïrriteerd> raken <*geïrriteerd>.
  that Jan here-about annoyed will get
  'that Jan will become annoyed about this.'

The examples in (17) show that something similar holds for te-infinitives; while verbal te-infinitives normally follow their governing verb, most speakers require that te-infinitives functioning as complementives precede the verb cluster; cf. Section A28.5, sub IV. By not including adjectival te-infinitives such as te lezen in (17b), we again avoid the need to introduce complicated exception clauses in our generalization about word order in verb clusters.

17
a. dat Jan dat boek <*te lezen> probeert <te lezen>.
  that Jan that book to read tries
  'that Jan is trying to read that book.'
b. dat dit boek gemakkelijk <te lezen> is <%te lezen>
  that this book easy to read is
  'that this book is easy to read.'

The examples in (18) show that in the case of bare infinitives we have to take into account that they can be nominalized: while verbal bare infinitives normally follow the other verbs in the verb cluster, bare-inf nominalizations must precede the verb cluster. By not including nominalized bare infinitives like the first occurrence of zwemmen in (18b), we can say categorically that bare infinitives must appear to the right of their governing verb in clusters containing three verbs.

18
a. dat ik Jan <*zwemmenV> wil zien <zwemmenV>
  that I Jan want see
  'that I want to see Jan swim.'
b. dat Jan <zwemmenN> wil leren <zwemmenV>
  that Jan swim wants learn
  'that Jan wants to learn swimming/to swim.'

In short, if we do not take the possibility of conversion into account, we will not be able to formulate the correct word-order generalizations. For this reason, the following subsections will discuss a number of cases that must be excluded from our discussion of verb clusters, and formulate a number of preliminary word-order generalizations that will be the starting point for our discussion of word order in verb clusters in Section 7.3. The discussion will be relatively brief, as more detailed discussions can be found in Section N14.3.1.2 and Chapter A31.

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[+]  I.  Past/passive participles

The examples in (19) show that past and passive participles can normally appear either before or after the perfect/passive auxiliary.

19
a. dat Jan het boek nog niet <gebracht> heeft <gebracht>.
past
  that Jan the book not yet brought has
  'that Jan has not brought the book yet.'
b. dat het boek morgen <gebracht> wordt <gebracht>.
passive
  that the book tomorrow brought is
  'that the book will be brought tomorrow.'

A complicating factor is that past/passive participles sometimes exhibit adjectival behavior, as evidenced by the fact that they can be used in prenominal attributive position, which is normally reserved for adjectives; this is shown for the participle getrouwdmarried in the primeless examples in (20). That the participle is adjectival in nature in these examples is also clear from the fact that it has an adjectival ending: in indefinite singular noun phrases headed by a neuter noun it is inflected by the null affix -Ø, whereas in all other cases it is inflected by -e; cf. Section A23.2. The examples in (20) illustrate this only for the neuter noun stelcouple; we have added examples with the adjective aardignice for comparison.

20
a. een getrouwd-Ø stel
  a married couple
a'. een aardig-Ø stel
  a nice couple
b. het getrouwd-e stel
  the married couple
b'. het aardig-e stel
  the nice couple
c. (de) getrouwd-e stellen
  the married couples
c'. (de) aardig-e stellen
  the nice couples

The adjectival use of the past/passive participle is easy to see in examples such as (20), where it is used as a prenominal attributive modifier, but it is more difficult in other cases. Consider the examples in (21). Example (21a) has two interpretations that can be brought to the fore by adverbial modification. Example (21b) shows that (21a) can have an activity reading, which can be enhanced by using a temporal adverbial phrase like gisterenyesterday that refers to a relatively short time interval, and example (21c) shows that it also has a property reading which can be brought to the fore by adverbial phrases like nog steedsstill.

21
a. dat het stel getrouwd is.
  that the couple married is
b. dat het stel gisteren getrouwd is.
activity
  that the couple yesterday married is
  'that the couple married yesterday.'
c. dat het stel nog steeds getrouwd is.
property
  that the couple yet still married is
  'that the couple is still married.'

We can account for these two readings of (21a) by assuming that this example is structurally ambiguous: in its activity reading we have a perfect-tense construction with the verbal complex is getrouwd (i.e. with a verbal participle), whereas in the property reading we have a copular construction with a complementive (i.e. with an adjectival participle). That this distinction is in the right direction is also clear from example (22): since the prefix on- can only occur with adjectives, we correctly predict that it will be blocked by the presence of an adverbial phrase such as gisterenyesterday. See Chapter A31 for further discussion.

22
dat het stel nog steeds/*gisteren ongetrouwd is.
  that the couple yet still/yesterday unmarried is
'that the couple is still unmarried.'

We now also correctly predict that the participle in (21a) has the distribution of an adjectival complementive when an adverbial phrase like nog steedsstill is present: unlike the verbal past participle in (23a), the adjectival participle in (23b) must occur left-adjacent to the clause-final verbs.

23
a. dat het stel gisteren <getrouwd> is <getrouwd>.
activity
  that the couple yesterday married is
b. dat het stel nog steeds <getrouwd> is <??getrouwd>.
property
  that the couple yet still married is

The claim that we are dealing with an adjectival participle in examples such as (23b) is important, because it allows us to formulate the word-order generalization in (24) that past/passive participles can either precede of follow their auxiliary.

24
Generalization I: Past/passive participles either precede or follow their governing auxiliary.

Note that the case discussed in this subsection is just one instantiation of a larger set of constructions that may involve adjectival participles; we refer the reader to Sections 6.2.3 and 2.5.1.3, sub IID, for a discussion of other cases.

[+]  II.  Te-infinitives

Te-infinitives usually follow their governing verb. This is illustrated in the examples in (25) for the modal verb lijken and the semi-aspectual verb zitten.

25
a. dat Jan dat boek <*te lezen > blijkt <te lezen>.
  that Jan that book to read turns.out
  'that Jan turns out to be reading that book.'
b. dat Jan dat boek <*te lezen> zit <te lezen>.
  that Jan that book to read sits
  'that Jan is reading that book.'

A complicating factor is that te-infinitives are like past/passive participles in that they sometimes exhibit adjectival behavior. Example (26a) clearly shows that they can be used in prenominal attributive position, which is normally reserved for adjectives. Example (26b) shows that these so-called modal infinitives are also used as complementives: like ordinary (adjectival) complementives, they must precede the finite verb in clause-final position. For a detailed discussion of modal infinitives, see Chapter A31.

26
a. de gemakkelijk te lezen boeken
  the easy to read books
  'the books that are easy to read'
b. dat deze boeken gemakkelijk <te lezen> zijn <*te lezen>.
  that these books easy to read are
  'that these books are easy to read.'

The claim that we are dealing with adjectival te-infinitives in examples such as (26) is important because it allows us to set aside such cases as irrelevant for the description of verb clusters and to formulate the word-order generalization in (27) that te-infinitives must follow their governing verb, without any exception clauses.

27
Generalization II: Te-infinitives follow their governing verb.

The case of modal infinitives seems to be just one instantiation of a larger set of te-infinitives that can be used as complementives; another typical example is given in (28), which is again characterized by the fact that the te-infinitive exhibits the prototypical behavior of complementives that they occur left-adjacent to the clause-final verbs; we refer the reader to Section 6.2.3 for more examples of this kind and for more detailed discussion.

28
dat de kat te weinig <te eten> heeft gekregen <*te eten>.
  that the cat too little to eat has gotten
'that the cat has had too little to eat.'
[+]  III.  Bare infinitives

The distribution of bare infinitives seems to be somewhat more complex than that of participles and te-infinitives. Although they usually follow their governing verb, they can also precede it as a stylistically marked option, provided that the verb cluster consists of no more than two verbs. Thus, while (29a) has the option of placing the verb zwemmento swim before its governing verb gaanto go, this order is unacceptable in clusters with more than two verbs, as in (29b).

29
a. dat Marie <zwemmen> gaat <zwemmen>.
  that Marie swim goes
  'that Marie is going to swim.'
b. dat Marie <*zwemmen> zou <*zwemmen> gaan <zwemmen>.
  that Marie swim would go
  'that Marie would be going to swim.'

A complicating factor is that bare infinitives can also be used as nominalizations, as illustrated in (30), for which a nominalization analysis seems to be the only viable one, given that zwemmen functions as the subject of the clause; cf. Sections N14.3.1.2 and N15.2.3.2 for a detailed discussion of this kind of bare-inf nominalization.

30
Zwemmen is vermoeiend.
  swim is tiring
'Swimming is tiring.'

Of course, the possibility of nominalization does not pose a problem for aspectual non-main verbs such as gaanto go in (29), since such verbs cannot take nominal complements. However, the situation is different for verbs such as lerento learn/teach, which can take a noun phrase as complement. The examples in (31) show that zwemmen can be used with such verbs in the same positions as the noun phrase iets nieuwssomething new.

31
a. dat Marie iets nieuws/zwemmen leert.
  that Marie something new/swim learns
  'that Marie is learning something new/swimming.'
b. dat Marie iets nieuws/zwemmen zou leren.
  that Marie something new/swim would learn
  'that Marie would learn something new/swimming.'

Since (29b) has shown that bare infinitives must follow their governing verbs in clusters of three verbs, the acceptability of (31b) with zwemmen would be very surprising if zwemmen were part of the verb cluster, but it falls into place quite naturally if we consider it a nominalization.

Example (32a) shows that zwemmen does not have to precede the clause-final verb, but can also follow it. We have indicated by subscripts that this goes hand in hand with a difference in categorial status of the bare infinitive: if it follows the verb leren, it is not a nominalization but a regular verb. This difference in categorial status can be made visible by the distribution of the IPP-effect in the corresponding perfect-tense examples: if the bare infinitive following leren is truly verbal, we expect the IPP-effect; if the bare infinitive preceding leren is nominal, we expect it to be incompatible with the IPP-effect. The (b)-examples in (32) show that these expectations are borne out.

32
a. dat Marie <zwemmenN> leert <zwemmenV>.
  that Marie swimming learns swim
  'that Marie is learning swimming/to swim.'
b. dat Marie heeft leren/*geleerd zwemmenV.
  that Marie has learn/learned swim
  'that Marie has learned to swim.'
b'. dat Marie zwemmenN heeft geleerd/*leren.
  that Marie swimming has learned/learn
  'that Marie has learned swimming.'

We refer the reader to Section 5.2.3.1 for a more detailed discussion of the differences in the syntactic behavior of verbal and nominal bare infinitives. Here we will simply repeat the tests proposed there for determining the categorial status of bare infinitives.

33 The verbal and nominal use of bare infinitives
infinitival clause nominalization
is part of the verbal complex +
precedes/follows the governing verb normally follows precedes
triggers IPP-effect +
allows focus movement +
may follow negation expressed by niet ‘not’ +
can be preceded by the article geen ‘no’ +

Now that we have shown that examples in which bare infinitives precede the clause-final verbs must be instances of nominalizations, we can put forward the generalization in (34). The part between parentheses is added to allow the option that bare infinitives precede their governing verb in clusters of no more than two verbs; we will return to that issue in Section 7.3.

34
Generalization III: Bare infinitives follow their governing verb (in clusters consisting of three or more verbs).
[+]  IV.  Aan het +infinitive

The progressive aan het + Vinf + zijn construction is problematic in the sense that it is not clear what the exact syntactic status of the aan het + Vinf sequence is. Section 1.5.3, sub I, argues that there are reasons to assume that it is a complementive PP headed by the preposition aan, but that there are also reasons to assume that it is merely a non-finite form of the verb. Although we have left the issue open, we will not include the progressive construction in our discussion of verb clusters for the simple reason that the aan-phrase has the external distribution of a complementive: example (35b) shows that the sequence aan het wandelen must precede the clause-final verbs, which is surprising in view of the fact that verbs generally follow their governing verb. The proposal that the aan-PP is a complementive PP also accounts for the fact, illustrated in (35c), that the verb zijn appears as a past participle in the perfect tense; if aan het + Vinf were a non-finite verb form, we would wrongly expect the infinitive wezento be, since such complex perfect-tense constructions normally exhibit the IPP-effect. For completeness, (35c') shows that the sequence aan het + Vinf cannot follow the clause-final verbs in the perfect tense either.

35
a. Jan is aan het wandelen op de hei.
  Jan is aan het walk on the moor
  'Jan is walking on the moor.'
b. dat Jan <aan het wandelen> is <*aan het wandelen> op de hei.
  that Jan aan het walk is on the moor
  'that Jan is walking on the moor.'
c. dat Jan aan het wandelen is geweest/*wezen op de hei.
  that Jan aan het walk is been/be on the moor
  'that Jan has been walking on the moor.'
c'. * dat Jan is wezen/geweest aan het wandelen op de hei.
  that Jan is be/been aan het walk on the moor
[+]  V.  Summary

This section has shown that past/passive participles and (te-)infinitives can be nonverbal in nature: participles and te-infinitives sometimes exhibit adjectival behavior, and bare infinitives can be nominalized. This means that we must be careful before concluding that such elements are part of a verb cluster because they can also function as a complementive or simply head a nominal direct object. This provides a solid ground for excluding such cases from the discussion of verb clusters.

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