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16.1.General observations
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[+]  I.  Complementation of nouns: complements and modifiers

Section 15.1.2 has shown that the noun phrase can be divided into two subdomains, the NP-domain and the DP-domain: the former is headed by the noun and determines the denotation of the noun phrase, while the latter is headed by a determiner or a quantifier/numeral and determines the referential and/or quantificational properties of the noun phrase. Thus, the internal structure of the noun phrase as a whole can be represented as in (1), where the determiner (D) and the noun (N) are the heads of the projections DP and NP, respectively, and the dots indicate the possible positions of other elements. In this chapter, as well as in Chapter 17, we will concentrate on the projection of the noun, i.e. the NP-domain.

1
[DP ... D ... [NP ... N ...]]

Each NP contains an obligatory head N and, optionally, one or more other elements which can be further categorized according to their function, i.e. according to whether they function as complements or as restrictive modifiers. Complements are elements whose presence is required by the semantics of the head noun; the idea is that these complements are obligatory arguments of the nominal head, comparable to the complements of verbs. Restrictive modifiers, on the other hand, are not required by the semantics of the head noun.

Complements are generally closer to the nominal head than the restrictive (as well as the non-restrictive) modifiers. Example (2a) illustrates this for the nominal complement tomatentomatoes and the adjectival modifier gebruikelijkusual in prenominal position, example (2b) for the PP-complement van Janof Jan and the PP-modifier in het ziekenhuisin hospital in postnominal position, and example (2c) for the clausal complement dat Jan ziek geworden was and the restrictive relative clause dat net binnenkwam in postnominal position.

2
a. Het gebruikelijke tomaten gooien bleef niet uit.
  the customary tomatoes throwing remained not prt.
  'The customary throwing of tomatoes followed.'
b. de behandeling van Jan in het ziekenhuis
  the treatment of Jan in the hospital
c. het bericht dat Jan ziek geworden was dat net binnenkwam
  the report that Jan ill become has that just arrived
  'the report that Jan has become ill that just arrived'

These word-order facts lead to the generalization in (3), according to which complements and modifiers are inserted at different levels within the NP: complements are immediate sisters of the head noun, whereas modifiers are adjuncts inserted at some higher level in the NP. According to this assumption, the structures of the noun phrases in (2) are as shown in (4).

3
Generalization I: Complements are closer to the nominal head of the NP than modifiers; the former are immediate sisters of the head noun, whereas the latter are adjoined at some higher level within the NP.
4
a. het [NP gebruikelijke [tomaten gooien]]
b. de [NP [behandeling van Jan] in het ziekenhuis]
c. het [NP [bericht dat Jan ziek geworden was] dat net binnenkwam]

The difference between complements and restrictive modifiers is often difficult to determine, as the two may be categorially identical. This is not so much the case in prenominal position, where the modifier typically takes the form of an AP and the complement takes the form of a noun phrase or a PP, as in (5a), but this problem does arise in postnominal position, where complements and modifiers can both take the form of a PP or a clause, as in (5b&c).

5
a. [NP AP-modifier [ NP/PP-complement N]]
b. [NP [N PP-complement] PP-modifier]
c. [NP [N Clausal complement] Clausal modifier]

Although the present chapter is mainly concerned with complements, it is necessary to first look more closely at the difference between complements and modifiers: Section 16.2.1 focuses on the difference between prepositional complements and modifiers in (5b), and Section 16.3.3 focuses on the difference between clausal complements and modifiers in (5c). Modification within the NP is the main topic of Chapter 17.

[+]  II.  Nouns as predicates

The notion of complementation is usually associated with the verbal domain. Verbs have argument structures that specify the number and thematic roles of their arguments. The arguments of verbs can be divided into (i) internal arguments or complements and (ii) external arguments. The former in a sense complete the predicate, so that it can be predicated of the latter. In the lexical frames in (6), the external argument is underlined to distinguish it from the complements. The semantic arguments of the verb are usually realized as syntactic arguments: internal arguments typically appear as objects of the verb, while the external argument corresponds to the subject.

6
Predicate
Example
a. lopenV (Agent):
  walk
a'. JanAgent [loopt]Pred
  Jan walks
b. lezenV (Agent, Theme):
  read
b'. MarieAgent [leest een krant]Pred
  Marie reads a newspaper
c. gevenV (Agent, Theme, Recipient)
  give
c'. JanAgent [geeft Marie een boek]Pred
  Jan gives Marie a book

Nouns can also function as predicates, and can therefore take arguments. This is shown in (7), where the nominal noun phrase geniegenius is predicated of the noun phrase Jan, which therefore functions as the external argument. Since the usual labels for semantic roles refer especially to the roles of arguments in the event structure denoted by verbal predications, we will simply call the external argument of nouns the referent (Ref), i.e. the entity to which the property denoted by the nominal (or adjectival) predicate applies.

7
genieN (Ref)
a. JanRef is [een genie]Pred.
  Jan is a genius
b. Ik vind JanRef [een genie]Pred.
  I consider Jan a genius

The syntactic mapping of the external arguments of nouns is more complicated than that of verbs. When the noun is used as the head of a nominal predicate in a copular or vinden-construction, the mapping is rather straightforward: in the two sentences in (7) the external argument corresponds to the noun phrase Jan, which functions as the (nominative) subject and (accusative) object of the clause, respectively. However, when the noun is used as the head of a noun phrase in argument position, it typically tends to be syntactically avalent: rather than behaving like a predicate with one or more arguments, the noun phrase of which it is a part acts as an argument of some other predicate. Correspondingly, such noun phrases do not denote a property, but typically have a referential function: they identify the entity or set of entities of which something is predicated. For instance, in (8), the noun phrase de man has the same function as Jan in (7), i.e. it acts as the external argument of the nominal predicate.

8
a. [De man]Ref is [een genie]Pred.
  the man is a genius
b. Ik vind [de man]Ref [een genie]Pred.
  I consider the man a genius

This does not mean that nouns heading a noun phrase in argument position do not have a predicative function: such nouns can be said to predicate something of their referential argument, i.e. of the entity or set of entities referred to by the noun phrase; cf. Williams (1981). This is clear from the fact that the predicate calculus represents the noun phrase een man in (9a) as ∃x man (x): there is an entity x such that the predicate man applies to x. Correspondingly, (9a) is usually assigned the semantic interpretation in (9b), which involves the conjunction of two predicates: there is an entity x such that both the predicates man and walking in the street apply to x.

9
a. Er loopt een man op straat.
  there walks a man in the.street
b. ∃x (man (x) & walks in the street (x))

The discussion above has shown that nouns always have an external argument, but that this argument is not syntactically realized when the noun is the head of a noun phrase that functions as the syntactic argument of some other predicate, as in (9). The external argument of the noun can (and must) be syntactically realized only when the noun is the head of a noun phrase that functions syntactically as a predicate, as in (7). This is expressed by generalization II in (10).

10
Generalization II: The external argument (Ref) of a noun cannot be syntactically realized, unless the noun syntactically functions as a predicate, e.g. in a copular or a vinden-construction.
[+]  III.  Complementation of non-derived nouns

Complementation is not a typical property of non-derived nouns, i.e. nouns with a monomorphemic stem. However, there are at least two classes of non-derived nouns that usually require the presence of an argument. The first is the class of relational nouns, which includes kinship nouns like vaderfather, broerbrother, nichtniece, and nouns denoting physical properties of objects like vormshape, gewichtweight or kleurcolor; cf. Section 15.2.3 for more examples. These relational nouns can only successfully fulfill their referential function if they are related to some other entity. This is illustrated in (11a) for the noun vader in unexpected contexts: this example is only fully acceptable if there is a noun phrase carrying the “child” role assigned by the noun vader. In (11b) the noun vormshape cannot refer independently but requires the syntactic realization of the noun phrase referring to a physical object that has a shape. Note that, according to generalization II in (10), the “Ref” role only needs to be syntactically realized if the noun phrase headed by vader functions syntactically as a predicate. The complementation of relational nouns will be discussed in more detail in Section 16.2.2.

11
vaderN (Ref, child)
a. JanRef is [de vader *?(van Marie)]Pred.
  Jan is the father of Marie
a'. Ik ontmoette gisteren de vader *?(van Marie).
  I met yesterday the father of Marie
b. Jan bewonderde de vorm *?(van de ijsberg).
  Jan admired the shape of the iceberg

Other non-derived nouns that can take complements are the so-called picture and story nouns. In (12a), the noun schetssketch assigns a theme role to de Amstel (it is the object depicted) and an agent role to Rembrandt (he is the maker of the painting); in (12b) something similar holds for the story noun gedicht. The complementation of picture/story nouns will be discussed in more detail in Section 16.2.5.

12
a. schetsN (Ref, Agent, Theme)
a'. Rembrandts schets van de Amstel
  Rembrandt’s sketch of the Amstel
b. gedichtN (Ref, Agent, Theme)
b'. Boons gedicht over de kleine Eva
  Boon’s poem about the little Eva

Other cases which may involve some kind of complementation are the cases in (13), all of which take the PP headed by aan, although scala also occurs (less frequently) with van; cf. https://taaladvies.net/scala-van-of-aan-artikelen. That we are dealing with complementation is supported by the fact that the PP can only be omitted if its content is recoverable from the context. Hoeksema (2013) notes that scala sometimes also occurs with bare plurals (cf. een scala maatregelen/kleuren), but this seems to be formal and less common; such cases may be instantiations of the (innovative) binominal construction of the kind discussed in Section 4.1.2.

13
a. een gebrek/tekort/overschot aan graan
  a lack/shortage/surplus of grain
b. een scala aan/van maatregelen/kleuren
  a range of/of measures/colors

The examples in (14) are more incidental cases of non-derived nouns that seem to take a PP-complement: an argument for assuming that the noun is non-derived is that there is (synchronically) no corresponding verb; arguments for assuming argument status of the PPs are that the prepositions seem semantically vacuous and that they are selected by the noun; cf. Hoeksema (2013).

14
a. zijn hang naar luxe
  his hankering for luxury
b. de moord op Peter R. de Vries
  the assassination of Peter R. de Vries
c. de aanslag op het Kremlin
  de attack op het Kremlin
[+]  IV.  Derived nouns: inheritance of argument structure

While non-derived nouns typically do not take complements, derived nouns do. The arguments of these derived nouns are usually “inherited” from the input stem. Consider, for example, the transitive verb behandelento treat and the noun behandelingtreatment, which is derived from the former by adding the suffix -ing. As shown in (15), the verb and the noun can take the same arguments: an agent and a theme. The main difference between the verbal and the nominal predicate is that the agent is the external argument of the verb, while it is an internal argument of the noun: the external argument of the noun is assigned the “Ref” role. In accordance with generalization II in (10), the argument bearing the agent role can be expressed within the noun phrase (while the “Ref” role need not be syntactically expressed).

15
Transitive
a. behandelenV (Agent, Theme)
  to treat
a'. Jan behandelde de patiënt.
  Jan treated the patient
b. behandelingN (Ref, Agent, Theme)
  treatment
b'. Jans behandeling van de patiënt
  Jan’s treatment of the patient

The same applies to nouns derived from intransitive verbs, as shown in example (16). Here, too, the agent argument of the verb is inherited by the noun as an internal argument, with the addition of a new external argument assigned the “Ref” role. Again, the argument with the agent role can be expressed within the noun phrase.

16
Intransitive
a. huilenV (Agent)
  to cry
a'. De kinderen huilen.
  the children cry
b. huilenN (Ref, Agent)
  crying
b'. het huilen van de kinderen
  the crying of the children

In the nominalizations in (15) and (16), the external argument of the verb has become an internal argument of the derived noun. However, in the case of agentive er-nouns, i.e. deverbal person nouns derived by the suffix -er, the external argument of the verb is similar to the external argument of the noun: the argument assigned the “Ref” role of the derived noun schrijverwriter in (17b) corresponds to the argument assigned the agent role by the predicate een boek schrijven in (17a). Accordingly, the argument corresponding to the argument assigned the agent role by the verb cannot be expressed within the noun phrase; it can only be realized as the subject or object of a clause in which the noun phrase is used as a syntactic predicate; cf. JanRef is de schrijver van het boek Jan is the writer of the book.

17
Deverbal -er nouns:
a. schrijvenV (Agent, Theme)
  to write
a'. Jan schrijft een boek.
  Jan writes a book
  'Jan is writing a book.'
b. schrijverN (Ref, Theme)
  writer
b'. de schrijver van het boek
  the writer of the book

Inheritance of argument structures can also be found with deadjectival nouns. For instance, in example (18) the external argument of hoog, which we call “RefA” to distinguish it from the “RefN” role of the noun, functions as an internal argument of the noun hoogteheight.

18
a. hoogA (RefA)
  high
a'. De toren is hoog.
  the tower is high
b. hoogteN (RefN, RefA)
  height
b'. de hoogte van de toren
  the height of the tower

Since adpositions cannot easily be used as the input for nominalization, we will not discuss them here; we refer the reader to Section 15.3.4 for examples.

This subsection has shown that nominalization of verbs and adjectives generally involves the internalization of the external argument of the input form; only with agentive er-nouns does the external argument of the verb seem to correspond to the external argument of the derived noun. This is expressed as generalization III in (19).

19
Generalization III: Nominalization internalizes the external argument of the input form, with the exception of deverbal er-nominalization.

Finally, note that it is not always immediately obvious whether we are dealing with a non-derived noun with an argument structure of its own or a derived noun that has inherited the argument structure of its input. At first glance, the verb aanvalattack in (20a) seems to be a good example of a deverbal noun, but on closer inspection it seems more plausible that it is a non-derived noun with an argument structure of it own, because the presumed input verb aanvallento attack takes a nominal and not a PP-complement.

20
a. Rusland’s aanval op Ukraine
  Russia's attack on Ukraine
b. Rusland viel (*op) Ukraine aan.
  Russia attacked on Ukraine prt.
  'Russia attacked Ukraine.'
[+]  V.  The form of the arguments

The internal arguments of a noun can be realized in several ways. Within the verbal domain, agentive arguments appear as nominative noun phrases in active clauses, and optionally as agentive door-PPs in passive clauses. Arguments with the semantic function of theme typically appear as accusative noun phrases in active transitive clauses, and as nominative noun phrases in passive and unaccusative clauses. Arguments with the semantic function of goal/benefactive can be realized as a dative noun phrase or as an aan/voor-PP. The remaining arguments are realized as PPs. However, since a noun does not assign case, we expect that its internal arguments will typically be realized as PPs. However, this does not exhaust the possibilities.

[+]  A.  Realization of the internal argument as a PP or genitive noun phrase

There are often two ways to realize the agent and theme arguments of the noun: they can be expressed by a postnominal PP or by a prenominal genitive noun phrase or possessive pronoun. Arguments with other thematic roles are always realized as PPs.

[+]  1.  Realization of the internal argument as a van-PP

A theme argument of a deverbal noun corresponding to a direct object of the input verb can be realized by means of a van-PP, as shown in (21a). This also holds for the theme argument of a picture noun such as schilderijpainting in (21b), but the theme argument of a story noun such as gedichtpoem in (21c) is typically preceded by the preposition overabout; exceptions are verslag and notulen in het verslag/de notulen van de vergaderingthe report/minutes of the meeting.

21
Theme arguments of deverbal nouns and picture/story nouns
a. de behandeling van JanTheme
  the treatment of Jan
b. het schilderij van de AmstelTheme
  the painting of the Amstel
c. het gedicht over/??van de kleine EvaTheme
  the poem about the little Eva

The agentive argument of a deverbal noun can also be realized as a postnominal van-PP, as in (22a&b). Note, however, that this leads to a marked result if the input verb is transitive, in which case the argument is preferably realized as an agentive door-PP; this is shown by the (c)-examples in (22).

22
Agentive arguments of deverbal nouns
a. het gehuil van JanAgent
  the crying of Jan
b. het zoeken van JanAgent naar de waarheidTheme
  the looking of Jan for the truth
c. ?? de behandeling van de dokterAgent van JanTheme
  the treatment of the doctor of Jan
c'. de behandeling van JanTheme door de dokterAgent
  the treatment of Jan by the doctor

The examples in (23) show that the agentive argument of a picture/story noun can also be realized as a van-PP, and the examples in (24) show that the same holds for the internal arguments of relational nouns, which we will call related argument.

23
Agentive arguments of picture/story nouns
a. het schilderij van RembrandtAgent
  the painting of Rembrandt
  'the painting by Rembrandt'
b. het gedicht van Louis-Paul BoonAgent
  the poem of Louis-Paul Boon
  'the poem by Louis-Paul Boon'
24
Related arguments of relational nouns
a. de vader van Marie
  the father of Marie
b. de vorm van de ijsberg
  the shape of the iceberg
[+]  2.  Realization of the internal argument as a possessive pronoun/genitive NP

Internal arguments of a noun that can be realized as van-PPs can often also be realized as prenominal possessive pronouns or genitive noun phrases (with the genitive suffix -s). For instance, the examples in (22) and (23) alternate with the primeless examples in (25) and (26), where the agent is realized in prenominal position as a genitive noun phrase. Since noun phrases like de dokterthe doctor in (25b) lead to a marked result when used as genitive possessor (see the discussion below (28)), we also give examples with a prenominal possessive pronoun.

25
Agentive arguments of deverbal nouns
a. JansAgent gehuil
  Jan’s crying
a'. zijnAgent gehuil
  his crying
b. ? de doktersAgent behandeling van Jan `
  the doctor’s treatment of Jan
b'. zijnAgent behandeling van Jan
  his treatment of Jan
c. JansAgent zoeken naar de waarheid
  Jan’s looking for the truth
c'. zijnAgent zoeken naar de waarheid
  his looking for the truth
26
Agentive arguments of picture/story nouns
a. RembrandtsAgent schilderij
  Rembrandt’s painting
a'. zijnAgent schilderij
  his painting
b. Louis-Paul BoonsAgent gedicht
  Louis-Paul Boon’s poem
b'. zijnAgent gedicht
  his poem

Example (27) shows that a theme argument can also be realized as a prenominal genitive noun phrase or possessive pronoun. However, this prenominal realization is limited to theme arguments that can be realized as van-PPs; since the theme argument of a story noun is usually expressed by an over-PP, (28b) is unacceptable under the intended non-agentive reading.

27
a. Jans/zijnTheme behandeling
  Jan’s/his treatment
b. Jans/zijnTheme foto
  Jan’s/his photo
28
a. het gedicht over de kleine EvaTheme
  the poem about the little Eva
b. * de kleine Eva’s/haarTheme gedicht
  the little Eva’s/her poem

There are additional restrictions on the realization of the agent/theme argument as a genitive noun phrase or possessive pronoun. In fact, the prenominal position in (27) is accessible only to (i) possessive pronouns and (ii) a limited set of [+human] nouns, including proper nouns and a number of kinship and profession nouns; cf. Sections 19.2.2.1 and 19.2.2.4, sub I, for more details. While the primeless (a)-examples in (29) and (30) alternate with the primed ones, the primeless (b)-examples do not.

29
a. de foto van Jan Theme
  the photo of Jan
a'. JansTheme foto
  Jan’s picture
b. de foto van de AmstelTheme
  the photo of the Amstel
b'. * de AmstelsTheme foto
  the Amstel’s photo
30
a. de vader van Marie
  the father of Marie
a'. Maries vader
  Marie’s father
b. de vorm van de berg
  the shape of the mountain
b'. * de bergs vorm
  the mountain’s shape

The fact that the agent and the theme argument of a noun can in principle both be expressed by a postnominal van-PP or by a prenominal genitive noun phrase/possessive pronoun provides evidence for generalization III in (19), that the two must be considered on a par as internal arguments of the noun.

[+]  3.  Realization of the internal argument as a door-PP

The option of using a door-PP is limited to the agent argument of deverbal nouns based on intransitive and transitive verbs, as in (31a) and (31b), respectively.

31
Agentive arguments of deverbal nouns
a. (?) het gehuil door de kinderen
  the crying by the children
b. de behandeling van JanTheme door de artsAgent
  the treatment of Jan by the doctor

As already noted in connection with (22c&c') in Subsection 1, the use of a door-PP is strongly preferred to the use of a van-PP when the noun is derived from a transitive verb; when the noun is derived from an intransitive verb, the preference goes in the other direction. The use of a door-PP for the agentive argument of a picture/story noun leads at best to a marginal result, as shown in (32).

32
Agentive arguments of picture/story nouns
a. *? het schilderij door RembrandtAgent
  the painting by Rembrandt
b. *? het gedicht door Louis-Paul BoonAgent
  the painting by Louis-Paul Boon
[+]  4.  Realization of the internal argument as an aan/voor-PP

The realization of an internal argument as an aan or voor-PP is restricted to recipients and benefactives (unless the noun is derived from a verb that selects a PP-complement headed by aan/voor; cf. Subsection 5 below). Here we give two typical examples.

33
a. Jan stuurt <de koningin> een verzoekschrift <aan de koningin>.
  Jan sends the queen a petition to the queen
a'. het sturen van verzoekschriften aan de koningin
  the sending of petitions to the queen
b. Jan schenkt <zijn moeder> een stevige borrel <voor zijn moeder> in.
  Jan pours his mother a stiff drink for his mother prt.
b'. het inschenken van een stevige borrel voor zijn moeder
  the prt.-pouring of a stiff drink for his mother
[+]  5.  Realization of the internal argument by another PP

If the input verb selects a PP-theme or any other type of PP-complement, the form of the argument does not change after nominalization. Some examples are given in the table in example (34): the PPs selected by the verbs jagento hunt and reizento travel are inherited by the nominalizations and appear in the same form; this is true for all types of nominalizations.

34 Nominalizations of verbs taking a PP-complement
verb Jan jaagt op groot wild.
Jan hunts on big game
‘Jan hunts big game.’
Jan reist dagelijks naar Amsterdam.
Jan travels daily to Amsterdam
er-nominalization de jagers op groot wild
the hunters on big game
reizigers naar Amsterdam
travelers to Amsterdam
bare/det-inf nominalization (het) jagen op groot wild
the hunting on big game
(het) dagelijks reizen naar Amsterdam
the daily traveling to Amsterdam
ing-nominalization de jacht op groot wild
the hunt on big game
de reis naar Amsterdam
the trip to Amsterdam
ge-nominalization dat gejaag op groot wild
that hunting on big game
het dagelijks gereis naar Amsterdam
the daily traveling to Amsterdam

In the examples in (35), the nominal forms select their own prepositions (other than van, which usually occurs with agents and themes), which are not inherited from the verbal stem.

35
Verbal
Nominal
a. ? Peter behoeft rust.
  Peter needs rest
a'. Peters behoefte aan rust
  Peter’s need for rest
b. Zij begeert macht.
  she craves power
b'. haar begeerte naar macht
  her craving for power
c. Hij haat zijn rivaal.
  he hates his rival
c'. zijn haat jegens zijn rivaal
  his hatred of his rival
d. Jan bezocht zijn grootvader.
  Jan visited his grandfather
d'. Jans bezoek aan zijn vader
  Jan’s visit to his father
e. Peter vertrouwt mij.
  Peter trusts me
e'. Peters vertrouwen in mij
  Peter’s trust in me

The exceptions in (35) seem to be limited to ing-nominalizations only; in all other cases (as far as available) the theme argument appears in its usual form as van-PP. This is illustrated in example (36) for nouns derived from the transitive verb bezoekento visit, which should be compared to the ing-noun in (35d').

36
a. een bezoeker van voetbalwedstrijden
er-nominalization
  a visitor of soccer.matches
b. (het) bezoeken van voetbalwedstrijden
inf-nominalization
  the visiting of soccer.matches
c. ?? dat gehaat van vreemdelingen door autochtonen
ge-nominalization
  that hating of strangers by native.people

Although the nouns in (35) are clearly semantically related to the verbs, the fact that they select their own preposition raises the question whether these nouns are derived from the related verbs, and if so, whether they can be said to have inherited their argument structure from these verbs. We will not attempt to answer these questions, and conclude by pointing out that all these nouns can also be used in periphrastic constructions that are virtually synonymous with the primeless examples in (35).

37
a. Peter heeft behoefte aan rust.
  Peter has need to rest
  'Peter needs rest.'
b. ? Zij voelt een begeerte naar macht.
  she feels a craving for power
  'She craves power.'
c. Hij voelt/koestert haat jegens zijn rivaal.
  he feels/nourishes hatred against his rival
  'He hates his rival.'
d. Jan bracht een bezoek aan zijn vader in het ziekenhuis.
  Jan brought a visit to his father in the hospital
  'Jan visited his father in hospital.'
e. Peter heeft/stelt vertrouwen in mij.
  Peter has/puts trust in me
  'Peter trusts me.'
[+]  6.  Summary

Table 1 summarizes the results of the discussion in Subsections 1 to 3. The first row shows that agent and theme arguments of deverbal nouns and picture/story nouns, as well as internal arguments of relational nouns, can be realized as van-PPs; theme arguments of story nouns are exceptional in that they are typically realized as over-PPs. The second row shows that theme arguments of story nouns are also the only arguments that cannot be realized as genitive noun phrases or possessive pronouns: all other arguments can, provided that they satisfy the additional constraints involved in this option, e.g. that a genitive noun phrase must refer to a [+human] entity. The last row shows that only the agent argument of a deverbal noun can be realized as a door-PP.

Table 1: Form of the internal arguments of deverbal, picture/story and relational nouns
deverbal picture/story relational
agent theme agent theme
van-PP + + + +/— +
genitive NP/ possessive pronoun + + + +/— +
door-PP +

The fact that both agent and theme arguments can be realized either as van-PPs or as genitive noun phrases can lead to ambiguity. In the case of postnominal PPs, this ambiguity is reduced by the tendency to realize the agent argument of a noun derived from a transitive verb as a door-phrase (cf. (22c&c')), and by the fact that the theme argument of a story noun is usually realized by an over-PP (cf. (21)). However, if the arguments are realized as genitive noun phrases or possessive pronouns, this can lead to real ambiguity; this is shown in (38a), where the noun phrase Jans/zijn can be interpreted either as agent or as theme, with no difference in form. In cases like (38b&b'), however, the presence of other arguments in the construction forces one particular reading.

38
a. Jans/zijnAgent/Theme behandeling
  Jan’s/his treatment
  'the treatment of/by Jan'
b. Jans/zijnTheme behandeling door de artsAgent
  Jan’s/his treatment by the doctor
b'. Jans/zijnAgent behandeling van de patiëntTheme
  Jan’s/his treatment of the doctor
[+]  B.  Realization of the internal argument as an (indefinite) noun phrase

This subsection deals with the option of realizing the internal arguments of the noun as prenominal noun phrases. This option is restricted to inf-nominalizations (i.e. nominal infinitives).

[+]  1.  Theme

The option of realizing the theme argument of the noun as a prenominal noun phrase is practically the only possibility in the case of a bare-inf nominalization (inf-nominalization without a determiner); in a det-inf nominalization, i.e. an inf-nominalization preceded by a determiner, the theme argument is preferably expressed as a postnominal van-PP, although its realization as a prenominal noun phrase remains an option. This is illustrated in (39a&b) for the theme argument of the infinitival nominal eteneating. The nominalizations are given in square brackets.

39
a. [AardappelsTheme eten] is gezond.
bare-inf
  potatoes eat is healthy
  'Eating potatoes is wholesome.'
a'. *? [Eten van aardappelsTheme] is gezond.
  eating of potatoes is wholesome
b. ? [Het aardappelsTheme eten] is niet zo populair meer.
det-inf
  the potatoes eating is not that popular anymore
b'. [Het eten van aardappelsTheme] is niet zo populair meer.
  the eating of potatoes is not that popular anymore

Since noun phrases must be assigned case, the examples in (39) show that inf-nominalizations retain the ability to assign accusative case. Therefore, if the input verb does not assign this case (like the unaccusative verbs vallento fall and overlijdento die), we expect that the infinitival nominal cannot assign case either and that the argument cannot be realized as a prenominal noun phrase. The examples in (40) show that this expectation is borne out.

40
a. * [BladerenTheme vallen] betekent het begin van de herfst.
  leaves fall means the beginning of the autumn
b. * [Een kindTheme overlijden] is altijd een tragische gebeurtenis.
  a child die is always a tragic event

This means that a theme argument inherited from an unaccusative verb must be realized as a van-PP or, if the argument refers to a human entity, as a genitive noun phrase or possessive pronoun. Note that using a bare-inf nominalization leads to a marginal result in this case.

41
a. [Het/*? vallen van de bladerenTheme] betekent het begin van de herfst.
  the/∅ fall of the leaves means the beginning of the autumn
  'The falling of the leaves means the beginning of autumn.'
b. [Het/*? overlijden van een kindTheme] is altijd een tragische gebeurtenis.
  the/∅ die of a child is always a tragic event
b'. [Jans/zijnTheme plotselinge overlijden] schokte iedereen.
  Jan’s/his sudden die shocked everyone
  'Janʼs/his sudden death shocked everyone.'
[+]  2.  Recipients

Recipients that can be realized as a dative noun phrase in the clause can also be realized as a dative noun phrase in an inf-nominalization. This is illustrated in (42a) for a bare-inf nominalization. Example (42b) shows that the recipient werknemers can also be realized as an aan-PP, which is of course related to the fact that it can be realized in the same way in clauses. Example (42c) shows again that theme arguments of bare-inf nominalizations are not easily realized as van-PPs; cf. (39a').

42
bare-inf nominalization
a. [WerknemersRec een bonusTheme geven] werkt stimulerend.
  employees a bonus give works stimulating
  'Giving employees a bonus has a stimulating effect.'
b. [Een bonusTheme geven aan werknemersRec] werkt stimulerend.
  a bonus give to employees works stimulating
  'Giving a bonus to employees has a stimulating effect.'
c. *? [Geven van een bonusTheme aan werknemersRec] werkt stimulerend.
  give of a bonus to employees works stimulating

The examples in (43) show that recipients are like themes in that they are preferably realized as PPs in det-inf nominalization.

43
det-inf nominalization
a. ? [Het werknemersRec bonussenTheme geven] werkt stimulerend.
  the employees bonuses give works stimulating
  'The giving of bonuses to employers has a stimulating effect.'
b. ? [Het bonussenTheme geven aan werknemersRec] werkt stimulerend.
  the bonuses give to employers works stimulating
c. [Het geven van bonussenTheme aan werknemersRec] werkt stimulerend.
  the give of bonuses to employers works stimulating

Finally, it seems impossible to realize the recipient as a prenominal PP or noun phrase when the theme argument is realized as a postnominal van-PP. as in examples (44), suggesting that the verbal property of having the recipient argument to the left of the head is incompatible with the nominal property of realizing the theme as a postnominal van-PP.

44
* [Het (aan) werknemersRec geven van bonussenTheme] werkt stimulerend.
  the to employees give of bonuses works stimulating

The discussion in this subsection is summarized by the two generalizations in (45).

45
a. Generalization IV: An internal argument of a noun is realized as a PP, unless it is a theme or a recipient in an inf-nominalization: themes and recipients in bare-inf nominalizations are preferably realized as noun phrases; in det-inf nominalizations, this is at least marginally possible.
b. Generalization V: A noun with a prenominal recipient argument also has a prenominal theme argument.
[+]  VI.  The position of the arguments

This subsection deals with word order restrictions on the internal arguments of nouns. We will start with the relative order of the head noun and its arguments. This is followed by a brief review of the relative order of the internal arguments themselves.

[+]  A.  The order of the head noun and its internal arguments

Verbs and nouns differ in their position in relation to their arguments. In the verbal domain, nominal complements appear before the verbal head in clause-final position, whereas in the nominal domain arguments usually follow the nominal head. The relative placement of the arguments and the verb is illustrated by the examples in (46): both the agent and the theme precede the verb.

46
a. dat MarieAgent het boekTheme geschreven heeft.
  that Marie the book written has
  'that Marie has written the book.'
b. dat de artsAgent de patiëntTheme behandelde.
  that the doctor the patient treated
  'that the doctor treated the patient.'

The relative placement of the arguments and the noun is illustrated in (47): in (47a) the PP-theme van het boekof the book must follow the er-noun schrijfsterwriter, and in (47b) the same holds for the agentive PP door de artsby the doctor and the PP-theme van de patiëntof the patient selected by the ing-noun behandelingtreatment.

47
a. de schrijfster van het boekTheme
er-nominalization
  the writer of the book
b. de behandeling van de patiëntTheme door de artsAgent
ing-nominalization
  the treatment of the patient by the doctor

When the theme has the form of a PP, as om een snoepjefor a sweet in (48a), it can generally either precede or follow the verb in clause-final position; however, it must follow the deverbal noun in (48b).

48
a. dat PeterAgent <om een snoepjeTheme> zeurde <om een snoepjeTheme>.
  that Peter for a sweet whined
  'that Peter was whining for a sweet.'
b. het gezeur van PeterAgent om een snoepjeTheme
ge-nominalization
  the whining of Peter for a sweet

From (47) and (48) we can conclude that the complements within NP must follow the head noun (unless, of course, they are realized as a genitive noun phrase or a possessive pronoun; cf. Section 16.1, sub VA). However, inf-nominalizations are an exception to the typical ordering of elements within NPs: (42) has already shown that in bare-inf nominalizations the theme is preferably expressed by a noun phrase in prenominal position, and in (40) we have seen that this is at least marginally possible in det-inf nominalizations. Just as in clauses, the thematic role of recipient can optionally be realized as a noun phrase in prenominal position, as shown in (42) and (43). Finally, arguments corresponding to PP-complements of the verb can be realized in either prenominal or postnominal position, as shown in (49).

49
a. (het) <om snoepjesTheme> zeuren <om snoepjesTheme>
  the for sweets whine
  'whining for sweets'
b. (het) <op groot wildTheme> jagen <op groot wildTheme>
  the on big game hunt
  'hunting big game'

The examples in (42)-(43) and (49) show not only that inf-nominalizations retain the verbal property of being able to assign case, but also that the word order restrictions on the internal arguments of the noun are more or less the same as those on the arguments of the verb. This leads to the generalization in (50).

50
Generalization VI: Internal arguments are in postnominal position, except in inf-nominalizations: nominal arguments must and prepositional arguments may precede the noun in bare-inf nominalizations; prenominal arguments are at least marginally possible in det-inf nominalizations.
[+]  B.  The order of the recipient and theme arguments of the noun

The (a)-examples in (51) show that in clauses the recipient usually precedes the theme when both are realized as noun phrases. The (b) and (c)-examples show that the same holds for the nominal recipient and theme arguments of inf-nominalizations.

51
a. Zij hebben hun werknemersRec een bonusTheme gegeven.
clause
  they have their employees a bonus given
  'They have given their employees a bonus.'
a'. * Zij hebben een bonusTheme hun werknemersRec gegeven.
b. [WerknemersRec een bonusTheme geven] werkt stimulerend.
bare-inf
  employees a bonus give works stimulating
  'Giving employees a bonus has a stimulating effect.'
b'. * [Een bonusTheme werknemersRec] geven werkt stimulerend.
c. ? [Het werknemersRec bonussenTheme geven] werkt stimulerend.
det-inf
  the employees bonuses give works stimulating
  'Giving employees a bonus has a stimulating effect.'
c'. * [Het bonussenTheme werknemersRec geven] werkt stimulerend.

The (a)-examples in (52) show that if the recipient is realized as a PP, it can either follow or precede the NP-theme. The order PPRec - NPTheme is generally regarded as a marked order; it is found only when certain pragmatic conditions concerning the information structure of the clause are met. The remaining examples in (52) show that the same word order alternation can be found with the NP-theme and PP-recipient of inf-nominalizations.

52
a. Zij hebben een bonusTheme aan hun werknemersRec gegeven.
  they have a bonus to their employees given
  'They gave a bonus to their employees.'
a'. Zij hebben aan hun werknemersRec een bonusTheme gegeven.
b. [Een bonusTheme aan werknemersRec geven] werkt stimulerend.
bare-inf
  a bonus to employees give works stimulating
  'Giving a bonus to employees has a stimulating effect.'
b'. [Aan werknemersRec een bonusTheme geven] werkt stimulerend.
c. ? [Het bonussenTheme aan werknemersRec geven] werkt stimulerend.
det-inf
  the bonuses to employees give works stimulating
  'The giving of bonuses to employees has a stimulating effect.'
c'. ?? [Het aan werknemersRec bonussenTheme geven] werkt stimulerend.

The det-inf nominalizations in (53) show that in postnominal position the PP-theme must precede the PP-recipient.

53
a. [Het geven van bonussenTheme aan werknemersRec] werkt stimulerend.
  the give of bonuses to employees works stimulating
  'The giving of bonuses to employees has a stimulating effect.'
b. *? [Het geven aan werknemersRec van bonussenTheme] werkt stimulerend.

The results of this subsection can be summarized as generalization (54).

54
Generalization VII: Prenominal arguments in an inf-nominalization occur in the same order as the arguments of a verb: NPRec precedes NPTheme, while NPTheme usually precedes PPRec. A postnominal PPTheme must precede PPRec.
[+]  VII.  Summary of the observational generalizations

The seven generalizations formulated in the previous subsections are repeated in (55).

55
a. Generalization I: Complements are closer to the nominal head of the NP than modifiers; the former are immediate sisters of the head noun, whereas the latter are adjoined at some higher level within NP.
b. Generalization II: The external argument (Ref) of a noun cannot be syntactically realized, unless the noun syntactically functions as a predicate, e.g. in a copular or a vinden-construction.
c. Generalization III: Nominalization internalizes the external argument of the input form with the exception of deverbal er-nominalization.
d. Generalization IV: An internal argument of a noun is realized as a PP, unless it is a theme or a recipient in an inf-nominalization: themes and recipients in bare-inf nominalizations are preferably realized as noun phrases; in det-inf nominalizations, this is at least marginally possible.
e. Generalization V: A noun with a prenominal recipient argument also has a prenominal theme argument.
f. Generalization VI: Internal arguments are in postnominal position, except in inf-nominalizations: nominal arguments must and prepositional arguments may precede the noun in bare-inf nominalizations; prenominal arguments are at least marginally possible in det-inf nominalizations.
g. Generalization VII: Prenominal arguments in an inf-nominalization occur in the same order as the arguments of a verb: NPRec precedes NPTheme, while NPTheme usually precedes PPRec. A postnominal PPTheme must precede PPRec.
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